RIA Intelligence

PLEASANTON FINANCIAL ADVISORS, LLC

Legal name: PLEASANTON FINANCIAL ADVISORS

CRD #132160 SEC #801-66966 PLEASANTON, CA 925-846-3768
SEC Registered
Total AUM
$79.6M
Discretionary
$79.6M
Employees
6
Clients
51
Accounts
285

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
JANER, MARK, ALANICHIEF COMPLIANCE OFFICERNA
JANER, MARK, ALANICHIEF COMPLIANCE OFFICERNA
JANER, MARK, ALANICHIEF COMPLIANCE OFFICERNA
SMITH, GARYIMEMBER OF LLCD Control
SMITH, GARYIMEMBER OF LLCD Control
SMITH, GARYIMEMBER OF LLCD Control
SMITH, MARGARET, FLUCKIMEMBER OF LLCD Control
SMITH, MARGARET, FLUCKIMEMBER OF LLCD Control
SMITH, MARGARET, FLUCKIMEMBER OF LLCD Control
SMITH, GARY, RICHARDIMEMBER OF LLCC Control
SMITH, GARY, RICHARDIMEMBER OF LLCC Control
SMITH, GARY, RICHARDIMEMBER OF LLCC Control
SMITH, GARY, RICHARDIMEMBER OF LLCC Control
SMITH, MARGARET, FLUCKIMEMBER OF LLCC Control
SMITH, MARGARET, FLUCKIMEMBER OF LLCC Control
SMITH, MARGARET, FLUCKIMEMBER OF LLCC Control
SMITH, MARGARET, FLUCKIMEMBER OF LLCC Control
JANER, MARK, ALANICHIEF COMPLIANCE OFFICERA
JANER, MARK, ALANICHIEF COMPLIANCE OFFICERA
JANER, MARK, ALANICHIEF COMPLIANCE OFFICERA
JANER, MARK, ALANICHIEF COMPLIANCE OFFICERA

Registrations

Federal

IA
Mar 30, 2012 REGISTERED

Notice Filings (1)

CA

Address

1811 SANTA RITA RD, SUITE 211
PLEASANTON, CA 94566
United States
Phone: 925-846-3768