COVINGTON CAPITAL MANAGEMENT
CRD #132161 SEC #801-63361 NEW YORK, NY 212-850-4260
SEC Registered
Total AUM
--
Discretionary
--
Employees
1
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABOVIAN, ROZETA | I | SENIOR VICE PRESIDENT | NA | Control |
| ABOVIAN, ROZETA | I | SENIOR VICE PRESIDENT | NA | Control |
| ABOVIAN, ROZETA | I | SENIOR VICE PRESIDENT | NA | Control |
| ABOVIAN, ROZETA | I | SENIOR VICE PRESIDENT | NA | Control |
| ABOVIAN, ROZETA | I | SENIOR VICE PRESIDENT | NA | Control |
| ABOVIAN, ROZETA | I | SENIOR VICE PRESIDENT | NA | Control |
| ABOVIAN, ROZETA | I | SENIOR VICE PRESIDENT | NA | Control |
| AZARLOZA, RICARDO, EDUARDO | I | VICE PRESIDENT | NA | Control |
| AZARLOZA, RICARDO, EDUARDO | I | MANAGING DIRECTOR | NA | Control |
| AZARLOZA, RICARDO, EDUARDO | I | MANAGING DIRECTOR | NA | Control |
| AZARLOZA, RICARDO, EDUARDO | I | SENIOR VICE PRESIDENT | NA | Control |
| BENZ, CAROL, LOUISE | I | CHIEF PEOPLE OFFICER | NA | Control |
| BENZ, CAROL, LOUISE | I | CHIEF PEOPLE OFFICER | NA | Control |
| BENZ, CAROL, LOUISE | I | CHIEF PEOPLE OFFICER | NA | Control |
| BENZ, CAROL, LOUISE | I | CHIEF PEOPLE OFFICER | NA | Control |
| BENZ, CAROL, LOUISE | I | CHIEF PEOPLE OFFICER | NA | Control |
| CURTIS, CHRISTOPHER, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Curtis, Christopher, G. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Curtis, Christopher, G. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Curtis, Christopher, G. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Curtis, Christopher, G. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DOYLE, KATRIN, BLOCK | I | MANAGING DIRECTOR | NA | Control |
| DOYLE, KATRIN, BLOCK | I | MANAGING DIRECTOR | NA | Control |
| DOYLE, KATRIN, BLOCK | I | MANAGING DIRECTOR | NA | Control |
| DOYLE, KATRIN, BLOCK | I | MANAGING DIRECTOR | NA | Control |
| DOYLE, KATRIN, BLOCK | I | MANAGING DIRECTOR | NA | Control |
| DOYLE, KATRIN, BLOCK | I | MANAGING DIRECTOR | NA | Control |
| DOYLE, KATRIN, BLOCK | I | MANAGING DIRECTOR | NA | Control |
| DOYLE, KATRIN, BLOCK | I | MANAGING DIRECTOR | NA | Control |
| DOYLE, KATRIN, BLOCK | I | MANAGING DIRECTOR | NA | Control |
| DOYLE, KATRIN, BLOCK | I | MANAGING DIRECTOR | NA | Control |
| DOYLE, KATRIN, BLOCK | I | MANAGING DIRECTOR | NA | Control |
| DOYLE, KATRIN, BLOCK | I | MANAGING DIRECTOR | NA | Control |
| EVANS, STUART, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EVANS, STUART, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EVANS, STUART, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EVANS, STUART, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GLASSMAN, JEFFREY, LEE | I | CHAIRMAN | NA | Control |
| GLASSMAN, JEFFREY, LEE | I | CHAIRMAN | NA | Control |
| GLASSMAN, JEFFREY, LEE | I | CHAIRMAN | NA | Control |
| GLASSMAN, JEFFREY, LEE | I | CHAIRMAN | NA | Control |
| GLASSMAN, JEFFREY, LEE | I | CHAIRMAN | NA | Control |
| HERNANDEZ, MARTHA, DELIA | I | SENIOR VICE PRESIDENT | NA | |
| HILDEN, KEVIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HILDEN, KEVIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HILDEN, KEVIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HILDEN, KEVIN, DAVID | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HILDEN, KEVIN, DAVID | I | CHIEF OPERATIONS OFFICER | NA | Control |
| LANGE, AMY, ELIZABETH | I | VICE PRESIDENT | NA | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | NA | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | NA | Control |
| LANGE, AMY, ELIZABETH | I | SENIOR VICE PRESIDENT | NA | Control |
| LUU, PHONG, HAI | I | MANAGING DIRECTOR | NA | Control |
| LUU, PHONG, HAI | I | MANAGING DIRECTOR | NA | Control |
| LUU, PHONG, HAI | I | MANAGING DIRECTOR | NA | Control |
| LUU, PHONG, HAI | I | MANAGING DIRECTOR | NA | Control |
| LUU, PHONG, HAI | I | MANAGING DIRECTOR | NA | Control |
| LUU, PHONG, HAI | I | MANAGING DIRECTOR | NA | Control |
| LUU, PHONG, HAI | I | MANAGING DIRECTOR | NA | Control |
| Luu, Phong, Hai | I | MANAGING DIRECTOR | NA | Control |
| Luu, Phong, Hai | I | MANAGING DIRECTOR | NA | Control |
| Luu, Phong, Hai | I | MANAGING DIRECTOR | NA | Control |
| MISCINSKI, KURT, PATRICK | I | PRESIDENT | NA | Control |
| MISCINSKI, KURT, PATRICK | I | PRESIDENT | NA | Control |
| MISCINSKI, KURT, PATRICK | I | PRESIDENT | NA | Control |
| MISCINSKI, KURT, PATRICK | I | PRESIDENT | NA | Control |
| MISCINSKI, KURT, PATRICK | I | PRESIDENT | NA | Control |
| OKeefe, Mary, Claire | I | HEAD OFCORPORATEDEVELOPMENT | NA | Control |
| OKeefe, Mary, Claire | I | HEAD OFCORPORATEDEVELOPMENT | NA | Control |
| OKeefe, Mary, Claire | I | HEAD OFCORPORATEDEVELOPMENT | NA | Control |
| OKeefe, Mary, Claire | I | HEAD OFCORPORATEDEVELOPMENT | NA | Control |
| OKeefe, Mary, Claire | I | HEAD OFCORPORATEDEVELOPMENT | NA | Control |
| PACE, BENJAMIN, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PACE, BENJAMIN, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PACE, BENJAMIN, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PACE, BENJAMIN, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PACE, BENJAMIN, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RANEY, ROBERT, MICHAEL | I | SENIOR ADVISOR | NA | Control |
| RANEY, ROBERT, MICHAEL | I | SENIOR ADVISOR | NA | Control |
| RANEY, ROBERT, MICHAEL | I | SENIOR ADVISOR | NA | Control |
| RENSHAW, NANCY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SECO, ROBERT, JOSEPH | I | GENERAL COUNSEL | NA | Control |
| SECO, ROBERT, JOSEPH | I | GENERAL COUNSEL | NA | Control |
| SECO, ROBERT, JOSEPH | I | GENERAL COUNSEL | NA | Control |
| SECO, ROBERT, JOSEPH | I | GENERAL COUNSEL | NA | Control |
| SECO, ROBERT, JOSEPH | I | GENERAL COUNSEL | NA | Control |
| SWANSON, SCOTT, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| SWANSON, SCOTT, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| SWANSON, SCOTT, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| SWANSON, SCOTT, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| SWANSON, SCOTT, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| SWANSON, SCOTT, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| SWANSON, SCOTT, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| TALT, MARK, KEVIN | I | MANAGING DIRECTOR | NA | Control |
| ULF, FRANKLIN, EDGAR | I | CHAIRMAN | NA | Control |
| ULF, FRANKLIN, EDGAR | I | CHAIRMAN | NA | Control |
| ULF, FRANKLIN, EDGAR | I | CHAIRMAN | NA | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| WALKLETT, TODD, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| WOLF, SUSAN, AMY | I | MANAGING DIRECTOR | NA | Control |
| WOLF, SUSAN, AMY | I | MANAGING DIRECTOR | NA | Control |
| WOLF, SUSAN, AMY | I | MANAGING DIRECTOR | NA | Control |
| WOLF, SUSAN, AMY | I | MANAGING DIRECTOR | NA | Control |
| WOLF, SUSAN, AMY | I | MANAGING DIRECTOR | NA | Control |
| WOLF, SUSAN, AMY | I | MANAGING DIRECTOR | NA | Control |
| WOLF, SUSAN, AMY | I | MANAGING DIRECTOR | NA | Control |
| Wolf, Susan, Amy | I | MANAGING DIRECTOR | NA | Control |
| Wolf, Susan, Amy | I | MANAGING DIRECTOR | NA | Control |
| Wolf, Susan, Amy | I | MANAGING DIRECTOR | NA | Control |
| CERITY PARTNERS EQUITY HOLDING LLC | DE | MEMBER | E | Control |
| CERITY PARTNERS EQUITY HOLDING LLC | DE | MEMBER | E | Control |
| CERITY PARTNERS EQUITY HOLDING LLC | DE | MEMBER | E | Control |
| CERITY PARTNERS EQUITY HOLDING LLC | DE | MEMBER | E | Control |
| CERITY PARTNERS EQUITY HOLDING LLC | DE | MEMBER | E | Control |
| RANEY, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | C | Control |
| RANEY, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | C | Control |
| ULF, FRANKLIN, EDGAR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| ULF, FRANKLIN, EDGAR | I | CHIEF EXECUTIVE OFFICER | C | Control |
| ARAKAWA, GARY, H | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| ARAKAWA, GARY, HIROMU | I | MANAGING DIRECTOR | B | Control |
| AZARLOZA, RICARDO, EDUARDO | I | MANAGING DIRECTOR | B | Control |
| AZARLOZA, RICARDO, EDUARDO | I | MANAGING DIRECTOR | B | Control |
| AZARLOZA, RICARDO, EDUARDO | I | MANAGING DIRECTOR | B | Control |
| AZARLOZA, RICARDO, EDUARDO | I | MANAGING DIRECTOR | B | Control |
| AZARLOZA, RICARDO, EDUARDO | I | MANAGING DIRECTOR | B | Control |
| AZARLOZA, RICARDO, EDUARDO | I | MANAGING DIRECTOR | B | Control |
| AZARLOZA, RICARDO, EDUARDO | I | CHIEF EXECUTIVE OFFICER | B | Control |
| AZARLOZA, RICARDO, EDUARDO | I | CHIEF EXECUTIVE OFFICER | B | Control |
| AZARLOZA, RICARDO, EDUARDO | I | CHIEF EXECUTIVE OFFICER | B | Control |
| AZARLOZA, RICARDO, EDUARDO | I | CHIEF EXECUTIVE OFFICER | B | Control |
| AZARLOZA, RICARDO, EDUARDO | I | CHIEF EXECUTIVE OFFICER | B | Control |
| AZARLOZA, RICARDO, EDUARDO | I | CHIEF EXECUTIVE OFFICER | B | Control |
| AZARLOZA, RICARDO, EDUARDO | I | CHIEF EXECUTIVE OFFICER | B | Control |
| AZARLOZA, RICARDO, EDUARDO | I | CHIEF EXECUTIVE OFFICER | B | Control |
| AZARLOZA, RICARDO, EDUARDO | I | CHIEF EXECUTIVE OFFICER | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | B | Control |
| DEGROOT, JOHN, SHELDON | I | MANAGING DIRECTOR | B | Control |
| DEGROOT, JOHN, SHELDON | I | MANAGING DIRECTOR | B | Control |
| DEGROOT, JOHN, SHELDON | I | MANAGING DIRECTOR | B | Control |
| DEGROOT, JOHN, SHELDON | I | MANAGING DIRECTOR | B | Control |
| DEGROOT, JOHN, SHELDON | I | MANAGING DIRECTOR | B | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | B | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | B | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | B | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | B | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | B | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | B | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | B | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | B | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | B | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | B | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | B | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | B | Control |
| GLASSMAN, JEFFREY, LEE | I | CHIEF EXECUTIVE OFFICER | B | Control |
| GLASSMAN, JEFFREY, LEE | I | CHIEF EXECUTIVE OFFICER | B | Control |
| GLASSMAN, JEFFREY, LEE | I | CHIEF EXECUTIVE OFFICER | B | Control |
| GLASSMAN, JEFFREY, LEE | I | CHIEF EXECUTIVE OFFICER | B | Control |
| GLASSMAN, JEFFREY, LEE | I | CHIEF EXECUTIVE OFFICER | B | Control |
| GLASSMAN, JEFFREY, LEE | I | CHIEF EXECUTIVE OFFICER | B | Control |
| GLASSMAN, JEFFREY, LEE | I | CHAIRMAN | B | Control |
| GLASSMAN, JEFFREY, LEE | I | CHAIRMAN | B | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
| RANEY, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | B | Control |
| RANEY, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | B | Control |
| RANEY, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | B | Control |
| RANEY, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | B | Control |
| RANEY, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | B | Control |
| ULF, FRANKLIN, EDGAR | I | CHIEF EXECUTIVE OFFICER | B | Control |
| ULF, FRANKLIN, EDGAR | I | CHIEF EXECUTIVE OFFICER | B | Control |
| ULF, FRANKLIN, EDGAR | I | CHIEF EXECUTIVE OFFICER | B | Control |
| ULF, FRANKLIN, EDGAR | I | CHIEF EXECUTIVE OFFICER | B | Control |
| ULF, FRANKLIN, EDGAR | I | CHIEF EXECUTIVE OFFICER | B | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | A | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | A | Control |
| BURGER, CRAIG, BARTON | I | MANAGING DIRECTOR | A | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | A | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | A | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | A | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | A | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | A | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | A | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | A | Control |
| DUTKA, REBECCA, K. | I | MANAGING DIRECTOR | A | Control |
| GLASSMAN, JEFFREY, LEE | I | MANAGING DIRECTOR | A | Control |
| GLASSMAN, JEFFREY, LEE | I | MANAGING DIRECTOR | A | Control |
| GLASSMAN, JEFFREY, LEE | I | MANAGING DIRECTOR | A | Control |
| GLASSMAN, JEFFREY, LEE | I | CHAIRMAN | A | Control |
| GLASSMAN, JEFFREY, LEE | I | CHAIRMAN | A | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | A | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | A | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | A | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | A | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | A | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | A | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | A | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | A | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | A | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | A | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | A | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | A | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | A | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | A | Control |
| LANGE, AMY, ELIZABETH | I | MANAGING DIRECTOR | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| LIU, DWIGHT, DAVIDSON | I | CHIEF FINANCIAL OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | A | Control |
| SANFORD, WILLIAM, SCOTT | I | PRESIDENT | A | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| WALKLETT, TODD, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
| WILKINSON, KIM, EVA | I | MANAGING DIRECTOR | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GENSTAR CAPITAL X, L.P. | DE | GENSTAR CAPITAL PARTNERS X, L.P. | F | Control |
| GENSTAR CAPITAL X, L.P. | DE | GENSTAR CAPITAL PARTNERS X, L.P. | F | Control |
| GENSTAR CAPITAL X, L.P. | DE | GENSTAR CAPITAL PARTNERS X, L.P. | F | Control |
| GENSTAR CAPITAL X, L.P. | DE | GENSTAR CAPITAL PARTNERS X, L.P. | F | Control |
| GENSTAR CAPITAL X, L.P. | DE | GENSTAR CAPITAL PARTNERS X, L.P. | F | Control |
| GENSTAR X GP LLC | DE | GENSTAR CAPITAL X, L.P. | F | Control |
| GENSTAR X GP LLC | DE | GENSTAR CAPITAL X, L.P. | F | Control |
| GENSTAR X GP LLC | DE | GENSTAR CAPITAL X, L.P. | F | Control |
| GENSTAR X GP LLC | DE | GENSTAR CAPITAL X, L.P. | F | Control |
| GENSTAR X GP LLC | DE | GENSTAR CAPITAL X, L.P. | F | Control |
| MISCINSKI, KURT, PATRICK | I | CERITY PARTNERS EQUITY HOLDING LLC | F | Control |
| MISCINSKI, KURT, PATRICK | I | CERITY PARTNERS EQUITY HOLDING LLC | F | Control |
| MISCINSKI, KURT, PATRICK | I | CERITY PARTNERS EQUITY HOLDING LLC | F | Control |
| MISCINSKI, KURT, PATRICK | I | CERITY PARTNERS EQUITY HOLDING LLC | F | Control |
| MISCINSKI, KURT, PATRICK | I | CERITY PARTNERS EQUITY HOLDING LLC | F | Control |
| CP HOLDINGS I LLC | DE | CP INTERMEDIATE I LLC | E | Control |
| CP HOLDINGS I LLC | DE | CP-MCM LLC | E | Control |
| CP HOLDINGS I LLC | DE | CP-MCM LLC | E | Control |
| CP HOLDINGS I LLC | DE | CP-MCM LLC | E | Control |
| CP HOLDINGS I LLC | DE | CP INTERMEDIATE I LLC | E | Control |
| CP INTERMEDIATE I LLC | DE | CP INTERMEDIATE II LLC | E | Control |
| CP INTERMEDIATE I LLC | DE | CP INTERMEDIATE II LLC | E | Control |
| CP INTERMEDIATE I LLC | DE | CP INTERMEDIATE II LLC | E | Control |
| CP INTERMEDIATE I LLC | DE | CP INTERMEDIATE II LLC | E | Control |
| CP INTERMEDIATE I LLC | DE | CP INTERMEDIATE II LLC | E | Control |
| CP INTERMEDIATE II LLC | DE | CP MERGER I LLC | E | Control |
| CP INTERMEDIATE II LLC | DE | CP MERGER I LLC | E | Control |
| CP INTERMEDIATE II LLC | DE | CP MERGER I LLC | E | Control |
| CP INTERMEDIATE II LLC | DE | CP MERGER I LLC | E | Control |
| CP INTERMEDIATE II LLC | DE | CP MERGER I LLC | E | Control |
| CP MERGER I LLC | DE | CP MERGER II LLC | E | Control |
| CP MERGER I LLC | DE | CP MERGER II LLC | E | Control |
| CP MERGER I LLC | DE | CP MERGER II LLC | E | Control |
| CP MERGER I LLC | DE | CP MERGER II LLC | E | Control |
| CP MERGER I LLC | DE | CP MERGER II LLC | E | Control |
| CP-ACP LLC | DE | CP-RTS LLC | E | Control |
| CP-ACP LLC | DE | CP-RTS LLC | E | Control |
| CP-ACP LLC | DE | CP-RTS LLC | E | Control |
| CP-MCM LLC | DE | CP-ACP LLC | E | Control |
| CP-MCM LLC | DE | CP-ACP LLC | E | Control |
| CP-MCM LLC | DE | CP-ACP LLC | E | Control |
| CP-RTS LLC | DE | CP INTERMEDIATE I LLC | E | Control |
| CP-RTS LLC | DE | CP INTERMEDIATE I LLC | E | Control |
| CP-RTS LLC | DE | CP INTERMEDIATE I LLC | E | Control |
| CP MERGER II LLC | DE | CERITY PARTNERS EQUITY HOLDING LLC | D | Control |
| CP MERGER II LLC | DE | CERITY PARTNERS EQUITY HOLDING LLC | D | Control |
| CP MERGER II LLC | DE | CERITY PARTNERS EQUITY HOLDING LLC | D | Control |
| CP MERGER II LLC | DE | CERITY PARTNERS EQUITY HOLDING LLC | D | Control |
| CP MERGER II LLC | DE | CERITY PARTNERS EQUITY HOLDING LLC | D | Control |
| CERITY PARTNERS EOE LLC | DE | CERITY PARTNERS EQUITY HOLDING LLC | C | Control |
| CERITY PARTNERS EOE LLC | DE | CERITY PARTNERS EQUITY HOLDING LLC | C | Control |
| CERITY PARTNERS EOE LLC | DE | CERITY PARTNERS EQUITY HOLDING LLC | C | Control |
| CERITY PARTNERS EOE LLC | DE | CERITY PARTNERS EQUITY HOLDING LLC | C | Control |
| CERITY PARTNERS EOE LLC | DE | CERITY PARTNERS EQUITY HOLDING LLC | C | Control |
| GENSTAR CAPITAL PARTNERS X, L.P. | DE | CP HOLDINGS I LLC | C | Control |
| GENSTAR CAPITAL PARTNERS X, L.P. | DE | CP HOLDINGS I LLC | C | Control |
| GENSTAR CAPITAL PARTNERS X, L.P. | DE | CP HOLDINGS I LLC | C | Control |
| GENSTAR CAPITAL PARTNERS X, L.P. | DE | CP HOLDINGS I LLC | C | Control |
| GENSTAR CAPITAL PARTNERS X, L.P. | DE | CP HOLDINGS I LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2023 REGISTERED
Notice Filings (15)
AK AZ CA CO FL ID IL LA MD NC NV NY OK TX WA
Address
99 PARK AVENUE16TH FLOOR
NEW YORK, NY 10016
United States
Phone: 212-850-4260