PROGRESSIVE ALPHA
CRD #132163 SEC #801-63459 MEMPHIS, TN 901-259-6300
SEC Registered Broker-Dealer
Total AUM
$0
Discretionary
$0
Employees
10
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 17, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUTTON, BILLY, FARRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BATES, JEFFREY, PAUL | I | MEMBER MANAGER | C | Control |
| HORN, DARRELL, LANE | I | MEMBER MANAGER | C | Control |
| SANSOM, STEVEN, WAYNE | I | MEMBER MANAGER | C | Control |
Registrations
Federal
IA
Aug 17, 2004 REGISTERED
Notice Filings (1)
TN
Address
6075 POPLAR AVENUESUITE 322
MEMPHIS, TN 38119
USA
Phone: 901-259-6300