STONE ASSET MANAGEMENT, INC.
Legal name: DBA STONE WEALTH MANAGEMENT
CRD #132202 SEC #801-110921 AUSTIN, TX 512-469-9152
SEC Registered
Total AUM
$269.3M
Discretionary
$258.8M
Employees
6
Clients
11
Accounts
745
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCGEHEE, BRITTANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGEHEE, BRITTANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGEHEE, BRITTANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGEHEE, BRITTANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGEHEE, BRITTANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGEHEE, BRITTANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGEHEE, BRITTANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGEHEE, BRITTANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGEHEE, BRITTANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGEHEE, BRITTANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGEHEE, BRITTANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGEHEE, BRITTANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGEHEE, BRITTANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGEHEE, BRITTANY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT | E | Control |
| STONE, WILLIAM, MORGAN | I | PRESIDENT | E | Control |
| MCGEHEE, BRITTANY, ANN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SWARTZ, KACIE, JOELLEN | I | SENIOR WEALTH MANAGER | A | |
| SWARTZ, KACIE, JOELLEN | I | SENIOR WEALTH MANAGER | A |
Registrations
Federal
IA
Mar 21, 2023 REGISTERED
Notice Filings (1)
TX
Address
4210 SPICEWOOD SPRINGS ROADBUILDING E
AUSTIN, TX 78759
United States
Phone: 512-469-9152