MERIDIAN DIVERSIFIED FUND MANAGEMENT, LLC
CRD #132233 SEC #801-63351 ALBANY, NY 518-432-1600
SEC Registered
Total AUM
$717.6M
Discretionary
$717.6M
Employees
11
Clients
--
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 12, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWN, PETER, MURPHY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, PETER, MURPHY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, PETER, MURPHY | I | PARTNER & CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, PETER, MURPHY | I | PARTNER & CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, PETER, MURPHY | I | PARTNER | NA | |
| BROWN, PETER, MURPHY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, PETER, MURPHY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, PETER, MURPHY | I | PARTNER & CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, PETER, MURPHY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| BROWN, PETER, MURPHY | I | PARTNER | NA | |
| BROWN, PETER, MURPHY | I | GENERAL COUNSEL & SECRETARY | NA | |
| BROWN, PETER, MURPHY | I | PARTNER & CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, PETER, MURPHY | I | PARTNER | NA | Control |
| DESCHAPELLES, EDUARDO, MORALES | I | PARTNER | NA | |
| DESCHAPELLES, EDUARDO, MORALES | I | PARTNER | NA | |
| FISCHER, HOWARD, BARRY | I | DIRECTOR - RESEARCH | NA | |
| FISCHER, HOWARD, BARRY | I | PARTNER - RESEARCH | NA | |
| FISCHER, HOWARD, BARRY | I | PARTNER - RESEARCH | NA | Control |
| FISCHER, HOWARD, BARRY | I | PARTNER - RESEARCH | NA | Control |
| FISCHER, HOWARD, BARRY | I | PARTNER - RESEARCH | NA | |
| FISCHER, HOWARD, BARRY | I | PARTNER - RESEARCH | NA | |
| FISCHER, HOWARD, BARRY | I | SENIOR VICE PRESIDENT - RESEARCH | NA | |
| FISCHER, HOWARD, BARRY | I | PARTNER - RESEARCH | NA | Control |
| FISCHER, HOWARD, BARRY | I | PARTNER - RESEARCH | NA | |
| FISCHER, HOWARD, BARRY | I | PARTNER - RESEARCH | NA | |
| FISCHER, HOWARD, BARRY | I | SENIOR VICE PRESIDENT - RESEARCH | NA | |
| FISCHER, HOWARD, BARRY | I | PARTNER - RESEARCH | NA | Control |
| FISCHER, HOWARD, BARRY | I | PARTNER - RESEARCH | NA | Control |
| HICKEY, TIMOTHY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| HICKEY, TIMOTHY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| HICKEY, TIMOTHY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HICKEY, TIMOTHY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HICKEY, TIMOTHY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| HICKEY, TIMOTHY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| HICKEY, TIMOTHY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| HICKEY, TIMOTHY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HICKEY, TIMOTHY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| HICKEY, TIMOTHY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| HICKEY, TIMOTHY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| HICKEY, TIMOTHY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HICKEY, TIMOTHY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOSEPH, KEVIN, CHARLES | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEPH, KEVIN, CHARLES | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEPH, KEVIN, CHARLES | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEPH, KEVIN, CHARLES | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| LAWRENCE, WILLIAM, HENRY | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| LAWRENCE, WILLIAM, HENRY | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| LAWRENCE, WILLIAM, HENRY | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| LAWRENCE, WILLIAM, HENRY | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| LAWRENCE, WILLIAM, HENRY | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| LAWRENCE, WILLIAM, HENRY | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| LAWRENCE, WILLIAM, HENRY | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| LAWRENCE, WILLIAM, HENRY | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| MURPHY, ROBERT, JOSEPH | I | DIRECTOR - RESEARCH | NA | |
| MURPHY, ROBERT, JOSEPH | I | PARTNER - RESEARCH | NA | |
| MURPHY, ROBERT, JOSEPH | I | PARTNER - RESEARCH | NA | |
| MURPHY, ROBERT, JOSEPH | I | SENIOR VICE PRESIDENT - RESEARCH | NA | |
| MURPHY, ROBERT, JOSEPH | I | PARTNER - RESEARCH | NA | |
| MURPHY, ROBERT, JOSEPH | I | PARTNER - RESEARCH | NA | |
| MURPHY, ROBERT, JOSEPH | I | SENIOR VICE PRESIDENT - RESEARCH | NA | |
| NUNAN, JAMES, PATRICK | I | DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | |
| SICA, JOHN, LAWRENCE | I | PRESIDENT | NA | Control |
| SICA, JOHN, LAWRENCE | I | PRESIDENT | NA | Control |
| SICA, JOHN, LAWRENCE | I | PRESIDENT | NA | |
| SICA, JOHN, LAWRENCE | I | PRESIDENT | NA | Control |
| SICA, JOHN, LAWRENCE | I | PRESIDENT | NA | |
| SICA, JOHN, LAWRENCE | I | PRESIDENT | NA | |
| SICA, JOHN, LAWRENCE | I | PRESIDENT | NA | Control |
| SICA, JOHN, LAWRENCE | I | PRESIDENT | NA | Control |
| SMITH, LAURA, KATHERINE | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| SMITH, LAURA, KATHERINE | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| SMITH, LAURA, KATHERINE | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| SMITH, LAURA, KATHERINE | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| SMITH, LAURA, KATHERINE | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| SMITH, LAURA, KATHERINE | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| SMITH, LAURA, KATHERINE | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| SMITH, LAURA, KATHERINE | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| SMITH, LAURA, KATHERINE | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| SMITH, LAURA, KATHERINE | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| SMITH, LAURA, KATHERINE | I | MANAGING DIRECTOR, OPERATIONS | NA | |
| SMITH, LAURA, KATHERINE | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| SMITH, LAURA, KATHERINE | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| WHALEN, JONATHAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHALEN, JONATHAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAWRENCE, WILLIAM, HENRY | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | D | Control |
| LAWRENCE, WILLIAM, HENRY | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | D | Control |
| LAWRENCE, WILLIAM, HENRY | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | D | Control |
| LAWRENCE, WILLIAM, HENRY | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | D | Control |
| LAWRENCE, WILLIAM, HENRY | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | D | Control |
| WILLIAM AND GLORIA LAWRENCE FAMILY LLC | DE | MEMBER | D | Control |
| WILLIAM AND GLORIA LAWRENCE FAMILY LLC | DE | MEMBER | D | Control |
| WILLIAM AND GLORIA LAWRENCE FAMILY LLC | DE | MEMBER | D | Control |
| WILLIAM AND GLORIA LAWRENCE FAMILY LLC | DE | MEMBER | D | Control |
| WILLIAM AND GLORIA LAWRENCE FAMILY LLC | DE | MEMBER | D | Control |
| WILLIAM AND GLORIA LAWRENCE FAMILY LLC | DE | MEMBER | D | Control |
| WILLIAM AND GLORIA LAWRENCE FAMILY LLC | DE | MEMBER | D | Control |
| WILLIAM AND GLORIA LAWRENCE FAMILY LLC | DE | MEMBER | D | Control |
| HALLDIN, DONALD, JAMES | I | PRESIDENT | C | Control |
| HALLDIN, DONALD, JAMES | I | PRESIDENT | C | Control |
| HALLDIN, DONALD, JAMES | I | PRESIDENT | B | Control |
| HALLDIN, DONALD, JAMES | I | VICE CHAIRMAN | B | Control |
| HALLDIN, DONALD, JAMES | I | VICE CHAIRMAN | B | Control |
| HALLDIN, DONALD, JAMES | I | VICE CHAIRMAN | B | Control |
| HALLDIN, DONALD, JAMES | I | VICE CHAIRMAN | B | Control |
| HALLDIN, DONALD, JAMES | I | VICE CHAIRMAN | B | Control |
| HALLDIN, DONALD, JAMES | I | VICE CHAIRMAN | B | Control |
| SICA FAMILY LLC | DE | MEMBER | A | Control |
| SICA FAMILY LLC | DE | MEMBER | A | Control |
| SICA FAMILY LLC | DE | MEMBER | A | Control |
| SICA FAMILY LLC | DE | MEMBER | A | Control |
| SICA FAMILY LLC | DE | MEMBER | A | Control |
| SICA FAMILY LLC | DE | MEMBER | A | Control |
| SICA FAMILY LLC | DE | MEMBER | A | Control |
| SICA FAMILY LLC | DE | MEMBER | A | Control |
| SICA, JOHN, LAWRENCE | I | MANAGING DIRECTOR OF RESEARCH | A | |
| SICA, JOHN, LAWRENCE | I | PRESIDENT, MANAGING DIRECTOR OF RESEARCH | A | |
| SICA, JOHN, LAWRENCE | I | PRESIDENT | A | |
| SICA, JOHN, LAWRENCE | I | DIRECTOR OF RESEARCH | A | |
| SICA, JOHN, LAWRENCE | I | PARTNER, DIRECTOR OF RESEARCH | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LAWRENCE, WILLIAM, HENRY | I | WILLIAM AND GLORIA LAWRENCE FAMILY LLC | E | Control |
| LAWRENCE, WILLIAM, HENRY | I | WILLIAM AND GLORIA LAWRENCE FAMILY LLC | E | Control |
| LAWRENCE, WILLIAM, HENRY | I | WILLIAM AND GLORIA LAWRENCE FAMILY LLC | E | Control |
| LAWRENCE, WILLIAM, HENRY | I | WILLIAM AND GLORIA LAWRENCE FAMILY LLC | E | Control |
| LAWRENCE, WILLIAM, HENRY | I | WILLIAM AND GLORIA LAWRENCE FAMILY LLC | E | Control |
| LAWRENCE, WILLIAM, HENRY | I | WILLIAM AND GLORIA LAWRENCE FAMILY LLC | E | Control |
| LAWRENCE, WILLIAM, HENRY | I | WILLIAM AND GLORIA LAWRENCE FAMILY LLC | E | Control |
| LAWRENCE, WILLIAM, HENRY | I | WILLIAM AND GLORIA LAWRENCE FAMILY LLC | E | Control |
| SICA, JOHN, LAWRENCE | I | SICA FAMILY LLC | D | Control |
| SICA, JOHN, LAWRENCE | I | SICA FAMILY LLC | D | Control |
| SICA, JOHN, LAWRENCE | I | SICA FAMILY LLC | D | Control |
| SICA, HEATHER, ANN | I | SICA FAMILY LLC | C | Control |
| SICA, HEATHER, ANN | I | SICA FAMILY LLC | C | Control |
| SICA, HEATHER, ANN | I | SICA FAMILY LLC | C | Control |
| SICA, HEATHER, ANN | I | SICA FAMILY LLC | C | Control |
| SICA, HEATHER, ANN | I | SICA FAMILY LLC | C | Control |
| SICA, HEATHER, ANN | I | SICA FAMILY LLC | C | Control |
| SICA, HEATHER, ANN | I | SICA FAMILY LLC | C | Control |
| SICA, HEATHER, ANN | I | SICA FAMILY LLC | C | Control |
| SICA, JOHN, LAWRENCE | I | SICA FAMILY LLC | C | Control |
| SICA, JOHN, LAWRENCE | I | SICA FAMILY LLC | C | Control |
| SICA, JOHN, LAWRENCE | I | SICA FAMILY LLC | C | Control |
| SICA, JOHN, LAWRENCE | I | SICA FAMILY LLC | C | Control |
| SICA, JOHN, LAWRENCE | I | SICA FAMILY LLC | C | Control |
Registrations
Federal
IA
Dec 12, 2011 REGISTERED
Notice Filings (1)
NY
Address
20 CORPORATE WOODS BOULEVARD4TH FLOOR
ALBANY, NY 12211-2396
United States
Phone: 518-432-1600