S & Y ASSET MANAGEMENT LLC
CRD #132322 SEC #801-63368 SAN FRANCISCO, CA 415-445-2300
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 16, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NAKAO, ROBIN, LEA | I | CHIEF FINANCIAL OFFICER | NA | |
| PIAZZA, JOSEPH, JOHN | I | PRESIDENT | NA | Control |
| ZINMAN, ROBERT, HAROLD | I | COMPLIANCE OFFICER | NA | |
| STONE & YOUNGBERG LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| S & Y MANAGEMENT INC. | DE | STONE & YOUNGBERG LLC | F | Control |
Registrations
Federal
IA
Jul 16, 2004 REGISTERED
Notice Filings (1)
CA
Address
ONE FERRY BUILDINGSUITE 275
SAN FRANCISCO, CA 94111
USA
Phone: 415-445-2300