SNW FUND MANAGEMENT LLC
CRD #132395 SEC #801-63418 SEATTLE, WA 206-628-2882
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
10
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAUDON, MAUD, SMITH | I | CEO | NA | Control |
| EASTER, ROBERT, BRUCE | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| GAAG, LISA, KAY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| GAAG, LISA, KAY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| KOLPA, BENJAMIN, JAMES | I | ASSISTANT VICE PRESIDENT | NA | Control |
| NEWHOUSE, MICHAEL, SCOTT | I | CFO | NA | Control |
| NEWHOUSE, MICHAEL, SCOTT | I | VICE PRESIDENT/CONTROLLER | NA | Control |
| OKELLEY, BLAINE, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OKELLEY, BLAINE, DAVID | I | CFO/CCO | NA | Control |
| RECH, RONALD, PETER | I | PRESIDENT | NA | Control |
| RECH, RONALD, PETER | I | PRESIDENT | NA | Control |
| ROSE, JOHN, MCBRIDE | I | CEO | NA | Control |
| SEATTLE-NORTHWEST SECURITIES CORPORATION | DE | OWNER | E | Control |
| SEATTLE-NORTHWEST SECURITIES CORPORATION | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SEATTLE-NORTHWEST SECURITIES CORP. EMPLOYEE STOCK OWNERSHIP PLAN | DE | SEATTLE-NORTHWEST SECURITIES CORP. | E | Control |
| SEATTLE-NORTHWEST SECURITIES CORP. EMPLOYEE STOCK OWNERSHIP PLAN | DE | SEATTLE-NORTHWEST SECURITIES CORP. | E | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (1)
WA
Address
1420 FIFTH AVENUESUITE 4300
SEATTLE, WA 98101
UNITED STATES
Phone: 206-628-2882