SHANLEY ASSET MANAGEMENT, INC.
CRD #132405 SEC #801-63400 WESTLAKE VILLAGE, CA 805-777-1780
SEC Registered
Total AUM
$39.2M
Discretionary
$38.7M
Employees
1
Clients
--
Accounts
31
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 14, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHANLEY, KEVIN, RAYMOND | I | PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SHANLEY, KEVIN, RAYMOND | I | PRESIDENT & CEO, CCO | E | Control |
| SHANLEY, KEVIN, RAYMOND | I | PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SHANLEY, KEVIN, RAYMOND | I | PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SHANLEY, KEVIN, RAYMOND | I | PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SHANLEY, KEVIN, RAYMOND | I | PRESIDENT & CEO, CCO | E | Control |
| SHANLEY, KEVIN, RAYMOND | I | PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SHANLEY, KEVIN, RAYMOND | I | PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SHANLEY, KEVIN, RAYMOND | I | PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| SHANLEY, KEVIN, RAYMOND | I | PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 14, 2012 REGISTERED
Notice Filings (2)
CA TX
Address
340 N. WESTLAKE BLVD.SUITE 230
WESTLAKE VILLAGE, CA 91362
United States
Phone: 805-777-1780