THE HUMPHREYS GROUP, LLC
Legal name: THE HUMPHREYS GROUP
CRD #132415 SEC #801-63494 SAN FRANCISCO, CA 415-928-0401
SEC Registered
Total AUM
$283.6M
Discretionary
$283.6M
Employees
6
Clients
51
Accounts
121
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 16, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOURDO, DIANE, SUSAN | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRINCIPAL | E | Control |
| BOURDO, DIANE, SUSAN | I | PRINCIPAL | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOURDO, DIANE, SUSAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ST. CLAIRE, LISA, BURKE | I | PRINCIPAL | B | Control |
| ST. CLAIRE, LISA, BURKE | I | MANAGING DIRECTOR | B | Control |
| ST. CLAIRE, LISA, BURKE | I | MANAGING DIRECTOR | B | Control |
| ST. CLAIRE, LISA, BURKE | I | PRINCIPAL | A | Control |
| ST. CLAIRE, LISA, BURKE | I | PRINCIPAL | A | Control |
Registrations
Federal
IA
Feb 16, 2024 REGISTERED
Notice Filings (3)
CA HI TX
Address
220 MONTGOMERY STREETSUITE 1850
SAN FRANCISCO, CA 94104
United States
Phone: 415-928-0401