EFG CORPORATION
CRD #132477 SEC #801-67145 DALLAS, TX 214.473.9200
SEC Registered
Total AUM
$223.1M
Discretionary
$223.1M
Employees
1
Clients
251
Accounts
531
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 21, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FALLING, MARK, RUSSELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEORGOPOULOS, DAWN, E. | I | SECRETARY | NA | Control |
| GEORGOPOULOS, JERRY, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| GEORGOPOULOS, JERRY, PETER | I | PRESIDENT | D | Control |
| GEORGOPOULOS, JERRY, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| GEORGOPOULOS, JERRY, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| GEORGOPOULOS, JERRY, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| GEORGOPOULOS, JERRY, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| GEORGOPOULOS, JERRY, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| SEAR, TIMOTHY, ROBERT | I | VICE PRESIDENT | D | Control |
| SEAR, TIMOTHY, ROBERT | I | VICE PRESIDENT | D | Control |
| SEAR, TIMOTHY, ROBERT | I | VICE PRESIDENT | D | Control |
| SEAR, TIMOTHY, ROBERT | I | VICE PRESIDENT | D | Control |
| GEORGOPOULOS, DAWN, E. | I | SECRETARY | C | Control |
| GEORGOPOULOS, DAWN, E. | I | SECRETARY | C | Control |
Registrations
Federal
IA
Nov 21, 2011 REGISTERED
Notice Filings (2)
IL TX
Address
6440 N. CENTRAL EXPRESSWAYSUITE 820
DALLAS, TX 75206
United States
Phone: 214.473.9200