RIA Intelligence

A T FUNDS, LLC

CRD #132479 SEC #801-63399 HUNTINGTON BEACH, CA 714-969-0521
SEC Registered
Total AUM
$35M
Discretionary
$35M
Employees
5
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GOLDBERG, SHARON, MARLAICHIEF COMPLIANCE OFFICERNA Control
GOLDBERG, SHARON, MARLAICHIEF COMPLIANCE OFFICERNA Control
GOLDBERG, SHARON, MARLAICHIEF COMPLIANCE OFFICERNA Control
LIM, YUNG, CHANIMANAGEMENT COMMITTEENA Control
LIM, YUNG, CHANIMANAGEMENT COMMITTEE, MANAGING MEMBERNA Control
LIM, YUNG, CHANIMANAGEMENT COMMITTEENA Control
LIM, YUNG, CHANIMANAGEMENT COMMITTEENA Control
POPOF, ALEXANDER, LAWRENCEIMANAGEMENT COMMITTEENA Control
POPOF, ALEXANDER, LAWRENCEIMANAGEMENT COMMITTEE, MANAGING MEMBER, CHIEF COMPLIANCE OFFICERNA Control
POPOF, ALEXANDER, LAWRENCEIMANAGEMENT COMMITTEENA Control
POPOF, ALEXANDER, LAWRENCEIMANAGEMENT COMMITTEENA Control
RHEE, DENNIS, KUNHYUKIMANAGEMENT COMMITTEENA Control
RHEE, DENNIS, KUNHYUKIMANAGEMENT COMMITTEE, MANAGING MEMBERNA Control
RHEE, DENNIS, KUNHYUKIMANAGEMENT COMMITTEENA Control
RHEE, DENNIS, KUNHYUKIMANAGEMENT COMMITTEENA Control
TORLINE, MARK, GREGORYIMANAGEMENT COMMITTEENA Control
TORLINE, MARK, GREGORYIMANAGEMENT COMMITTEE, MANAGING MEMBERNA Control
TORLINE, MARK, GREGORYIMANAGEMENT COMMITTEENA Control
TORLINE, MARK, GREGORYIMANAGEMENT COMMITTEENA Control
ALLEGIANCE INVESTMENT MANAGEMENT, LLCDEMEMBER, MANAGERD Control
ALLEGIANCE INVESTMENT MANAGEMENT, LLCDEMEMBER, MANAGERD Control
ALLEGIANCE INVESTMENT MANAGEMENT, LLCDEMEMBER, MANAGERD Control
MACQUARIE ALLEGIANCE CAPITAL, LLCDEMANAGER, MEMBERD Control
TREESDALE PARTNERS, LLCDEMEMBER, MANAGERD Control
TREESDALE PARTNERS, LLCDEMANAGER, MEMBERD Control
TREESDALE PARTNERS, LLCDEMEMBER, MANAGERD Control
TREESDALE PARTNERS, LLCDEMEMBER, MANAGERD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BURKHART, CHARLES, B.IALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
BURKHART, CHARLES, B.IALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
BURKHART, CHARLES, B.IALLEGIANCE INVESTMENT MANAGEMENT, LLOCF Control
MAWHORTER, WILLIAM, KENNETHIALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
MAWHORTER, WILLIAM, KENNETHIALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
MAWHORTER, WILLIAM, KENNETHIALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
PHARES, KURT, THOMASIALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
POPOF, ALEXANDER, LAWRENCEIALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
POPOF, ALEXANDER, LAWRENCEIMACQUARIE ALLEGIANCE CAPITAL, LLCF Control
POPOF, ALEXANDER, LAWRENCEIALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
POPOF, ALEXANDER, LAWRENCEIALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
ROSEMONT INVESTMENT PARTNERS, LLCDEROSEMONT PARTNERS I, L.P.F Control
ROSEMONT INVESTMENT PARTNERS, LLCDEROSEMONT PARTNERS I, L.P.F Control
ROSEMONT INVESTMENT PARTNERS, LLCDEROSEMONT PARTNERS I, L.P.F Control
SILVERA, DAVID, DIALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
SILVERA, DAVID, DIBLEEIALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
SILVERA, DAVID, DIBLEEIALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
SOUTHARD, ROBERT, EARLIALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
TORLINE, MARK, GREGORYIALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
TORLINE, MARK, GREGORYIMACQUARIE ALLEGIANCE CAPITAL, LLCF Control
TORLINE, MARK, GREGORYIALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
TORLINE, MARK, GREGORYIALLEGIANCE INVESTMENT MANAGEMENT, LLCF Control
KBC BANK & INSURANCE HOLDING CO.FEKBC BANK NVE Control
KBC BANK & INSURANCE HOLDING CO.FEKBC BANK NVE Control
KBC BANK & INSURANCE HOLDING CO.FEKBC BANK NVE Control
MACQUARIE AMERICAS HOLDING PTY LTDFEMACQUARIE FUNDING HOLDINGS INC.E Control
MACQUARIE B.H. PTY LTDFEMACQUARIE BANK LIMITEDE Control
MACQUARIE BANK LIMITEDFEMACQUARIE AMERICAS HOLDINGS PTY LTD.E Control
MACQUARIE FG HOLDINGS INC.DEMACQUARIE AFFILIATED MANAGERS ALLEGIANCE (USA) INC.E Control
MACQUARIE FUNDING HOLDINGS INC.DEMACQUARIE FG HOLDINGS INC.E Control
MACQUARIE GROUP LIMITEDFEMACQUARIE B.H. PTY LTDE Control
ALLEGIANCE CAPITAL INCDEALLEGIANCE INVESTMENT MANAGEMENT, LLCD Control
ALLEGIANCE CAPITAL INCDEALLEGIANCE INVESTMENT MANAGEMENT, LLCD Control
ALLEGIANCE CAPITAL INCDEALLEGIANCE INVESTMENT MANAGEMENT, LLCD Control
ALMANIJ NVFEKBC BANK & INSURANCE HOLDING CO.D Control
ALMANIJ NVFEKBC BANK & INSURANCE HOLDING CO.D Control
ALMANIJ NVFEKBC BANK & INSURANCE HOLDING CO.D Control
LIM, YUNG, CHANITREESDALE PARTNERS, LLCD Control
LIM, YUNG, CHANITREESDALE PARTNERS, LLCD Control
LIM, YUNG, CHANITREESDALE PARTNERS, LLCD Control
LIM, YUNG, CHANITREESDALE PARTNERS, LLCD Control
MACQUARIE AFFILIATED MANAGERS ALLEGIANCE (USA) INC.DEMACQUARIE ALLEGIANCE CAPITAL, LLCD Control
RHEE, DENNIS, KUNHYUKITREESDALE PARTNERS, LLCD Control
RHEE, DENNIS, KUNHYUKITREESDALE PARTNERS, LLCD Control
RHEE, DENNIS, KUNHYUKITREESDALE PARTNERS, LLCD Control
RHEE, DENNIS, KUNHYUKITREESDALE PARTNERS, LLCD Control
CERA HOLDINGS CVBAFEALMANIJ NVC Control
CERA HOLDINGS CVBAFEALMANIJ NVC Control
CERA HOLDINGS CVBAFEALMANIJ NVC Control
KBC BANK NVFEROSEMONT PARTNERS I, L.P.C Control
KBC BANK NVFEROSEMONT PARTNERS I, L.P.C Control
KBC BANK NVFEROSEMONT PARTNERS I, L.P.C Control
MAWHORTER, WILLIAM, KENNETHIALLEGIANCE CAPITAL, INC.C Control
MAWHORTER, WILLIAM, KENNETHIALLEGIANCE CAPITAL, INC.C Control
MAWHORTER, WILLIAM, KENNETHIALLEGIANCE CAPITAL, INC.C Control
ROSEMONT PARTNERS I, L.P.DEALLEGIANCE INVESTMENT MANAGEMENT, LLCC Control
ROSEMONT PARTNERS I, L.P.DEALLEGIANCE INVESTMENT MANAGEMENT, LLCC Control
ROSEMONT PARTNERS I, L.P.DEALLEGIANCE INVESTMENT MANAGEMENT, LLCC Control

Registrations

Federal

IA
Mar 29, 2007 REGISTERED

Address

300 PACIFIC COAST HIGHWAY, SUITE 305
HUNTINGTON BEACH, CA 92648
USA
Phone: 714-969-0521