ROBOTTI & COMPANY, INCORPORATED
CRD #13251 SEC #801- NEW YORK, NY 212-986-4800
SEC Registered Broker-Dealer
Total AUM
$41M
Discretionary
$41M
Employees
--
Clients
--
Accounts
86
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 24, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KOS, PETER DAVID III | I | SROP, ROP | NA | |
| WIEGAND, JEFFREY PHILLIPS | I | SROP, ROP | NA | |
| ROBOTTI, ROBERT EDWARD | I | MANAGING DIRECTOR, PRESIDENT, TREASURER & STOCKHOLDER | D | Control |
| WASIAK, KENNETH RONALD | I | DIRECTOR & STOCKHOLDER | B | Control |
| REILLY, HARRIET MARY | I | STOCKHOLDER | A | |
| REILLY, JOSEPH EDWARD | I | DIRECTOR, SECRETARY & STOCKHOLDER | A | Control |
| REILLY, PATRICK JOHN | I | STOCKHOLDER | A | |
| SAVVAS, CATHERINE REILLY | I | STOCKHOLDER | A | |
| SEKLIR, NANCY ELIZABETH | I | STOCKHOLDER | A |
Registrations
Federal
IA
May 24, 2001 REGISTERED
Notice Filings (1)
CA
Address
52 VANDERBILT AVENUE5TH FLOOR
NEW YORK, NY 10017
USA
Phone: 212-986-4800