OTA MULTI-STRATEGY ADVISORS LLC
CRD #132512 SEC #801-63490 PURCHASE, NY 914-460-4060
SEC Registered
Total AUM
$447.4M
Discretionary
$447.4M
Employees
--
Clients
0
Accounts
9
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 5, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DASGUPTA, SANJAY | I | HEAD OF EQUITY | NA | Control |
| HANRATTY, JOHN, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HANRATTY, JOHN, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HANRATTY, JOHN, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HANRATTY, JOHN, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HANRATTY, JOHN, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HANRATTY, JOHN, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENEGHAN, KEVIN, JOHN | I | COO | NA | Control |
| HENEGHAN, KEVIN, JOHN | I | COO | NA | Control |
| HENEGHAN, KEVIN, JOHN | I | COO | NA | Control |
| HENEGHAN, KEVIN, JOHN | I | COO | NA | Control |
| HENEGHAN, KEVIN, JOHN | I | COO | NA | Control |
| HENEGHAN, KEVIN, JOHN | I | COO | NA | Control |
| HENEGHAN, KEVIN, JOHN | I | COO | NA | Control |
| JAFFE, RICHARD, SCOTT | I | COMPLIANCE OFFICER | NA | Control |
| LEVENTHAL, IRA, MARK | I | CEO | NA | Control |
| LEVENTHAL, IRA, MARK | I | CEO | NA | Control |
| LEVENTHAL, IRA, MARK | I | CEO | NA | Control |
| LEVENTHAL, IRA, MARK | I | CEO | NA | Control |
| LEVENTHAL, IRA, MARK | I | CEO | NA | Control |
| LEVENTHAL, IRA, MARK | I | CEO | NA | Control |
| LEVENTHAL, IRA, MARK | I | CEO | NA | Control |
| MEATH, BRIAN, JEFFREY | I | PRESIDENT | NA | Control |
| MEATH, BRIAN, JEFFREY | I | PRESIDENT | NA | Control |
| MEATH, BRIAN, JEFFREY | I | PRESIDENT | NA | Control |
| MEATH, BRIAN, JEFFREY | I | PRESIDENT | NA | Control |
| MEATH, BRIAN, JEFFREY | I | PRESIDENT | NA | Control |
| MEATH, BRIAN, JEFFREY | I | PRESIDENT | NA | Control |
| MEATH, BRIAN, JEFFREY | I | PRESIDENT | NA | Control |
| NELSON, RANDOLPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NELSON, RANDOLPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NELSON, RANDOLPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NELSON, RANDOLPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NELSON, RANDOLPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NELSON, RANDOLPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NELSON, RANDOLPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| PRUSKO, JAMES | I | HEAD OF FIXED INCOME | NA | Control |
| SANTORI, JAMES, WILLIAM | I | CFO | NA | Control |
| SANTORI, JAMES, WILLIAM | I | CFO | NA | Control |
| SANTORI, JAMES, WILLIAM | I | CFO | NA | Control |
| SANTORI, JAMES, WILLIAM | I | CFO | NA | Control |
| SANTORI, JAMES, WILLIAM | I | CFO | NA | Control |
| SANTORI, JAMES, WILLIAM | I | CFO | NA | Control |
| SANTORI, JAMES, WILLIAM | I | CFO | NA | Control |
| OTA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| OTA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| OTA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| OTA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| OTA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| OTA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| OTA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ABOTA LLC | DE | OTA FINANCIAL GROUP LP | F | |
| ABOTA LLC | DE | OTA FINANCIAL GROUP LP | F | |
| ABOTA LLC | DE | OTA FINANCIAL GROUP LP | F | |
| ABOTA LLC | DE | OTA FINANCIAL GROUP LP | F | |
| ABOTA LLC | DE | OTA FINANCIAL GROUP LP | F | |
| ABOTA LLC | DE | OTA FINANCIAL GROUP LP | F | |
| ABOTA LLC | DE | OTA FINANCIAL GROUP LP | F | |
| LEVENTHAL, IRA, MARK | I | IML CORPORATION | E | Control |
| LEVENTHAL, IRA, MARK | I | IML CORPORATION | E | Control |
| LEVENTHAL, IRA, MARK | I | IML CORPORATION | E | Control |
| LEVENTHAL, IRA, MARK | I | IML CORPORATION | E | Control |
| LEVENTHAL, IRA, MARK | I | IML CORPORATION | E | Control |
| LEVENTHAL, IRA, MARK | I | IML CORPORATION | E | Control |
| LEVENTHAL, IRA, MARK | I | IML CORPORATION | E | Control |
| OTA FINANCIAL GROUP LP | DE | OTA ASSET MANAGEMENT LLC | E | Control |
| OTA FINANCIAL GROUP LP | DE | OTA ASSET MANAGEMENT LLC | E | Control |
| OTA FINANCIAL GROUP LP | DE | OTA ASSET MANAGEMENT LLC | E | Control |
| OTA FINANCIAL GROUP LP | DE | OTA ASSET MANAGEMENT LLC | E | Control |
| OTA FINANCIAL GROUP LP | DE | OTA ASSET MANAGEMENT LLC | E | Control |
| OTA FINANCIAL GROUP LP | DE | OTA ASSET MANAGEMENT LLC | E | Control |
| OTA FINANCIAL GROUP LP | DE | OTA ASSET MANAGEMENT LLC | E | Control |
| IML CORPORATION | DE | LMI CORPORATION | C | Control |
| IML CORPORATION | DE | LMI CORPORATION | C | Control |
| IML CORPORATION | DE | LMI CORPORATION | C | Control |
| IML CORPORATION | DE | LMI CORPORATION | C | Control |
| IML CORPORATION | DE | LMI CORPORATION | C | Control |
| IML CORPORATION | DE | LMI CORPORATION | C | Control |
| IML CORPORATION | DE | LMI CORPORATION | C | Control |
| LEVENTHAL, IRA, MARK | I | LMI LIMITED PARTNERSHIPS | C | Control |
| LEVENTHAL, IRA, MARK | I | LMI LIMITED PARTNERSHIPS | C | Control |
| LEVENTHAL, IRA, MARK | I | LMI LIMITED PARTNERSHIPS | C | Control |
| LEVENTHAL, IRA, MARK | I | LMI LIMITED PARTNERSHIPS | C | Control |
| LEVENTHAL, IRA, MARK | I | LMI LIMITED PARTNERSHIPS | C | Control |
| LEVENTHAL, IRA, MARK | I | LMI LIMITED PARTNERSHIPS | C | Control |
| LEVENTHAL, IRA, MARK | I | LMI LIMITED PARTNERSHIPS | C | Control |
| LMI CORPORATION | DE | ABOTA LLC | C | Control |
| LMI CORPORATION | DE | ABOTA LLC | C | Control |
| LMI CORPORATION | DE | ABOTA LLC | C | Control |
| LMI CORPORATION | DE | ABOTA LLC | C | Control |
| LMI CORPORATION | DE | ABOTA LLC | C | Control |
| LMI CORPORATION | DE | ABOTA LLC | C | Control |
| LMI CORPORATION | DE | ABOTA LLC | C | Control |
Registrations
Federal
IA
Mar 5, 2007 REGISTERED
Notice Filings (1)
NY
Address
1 MANHATTANVILLE ROADPURCHASE, NY 10577
USA
Phone: 914-460-4060