ATTENTIVE INVESTMENT MANAGERS, INC.
CRD #132536 SEC #801-118680 STOCKTON, CA (209) 636-4931
SEC Registered
Total AUM
$140.3M
Discretionary
$127.4M
Employees
3
Clients
1
Accounts
1,090
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 10, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SALWOLKE, ATHENA, KAULANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SALWOLKE, ATHENA, KAULANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SALWOLKE, ATHENA, KAULANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SALWOLKE, ATHENA, KAULANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SALWOLKE, ATHENA, KAULANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| STONE, ATHENA, KAULANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| STONE, ATHENA, KAULANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| STONE, ATHENA, KAULANA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STONE, ATHENA, KAULANA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STONE, ATHENA, KAULANA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STONE, ATHENA, KAULANA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STONE, ATHENA, KAULANA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DALTON, MICHAEL, LEE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DALTON, MICHAEL, LEE | I | PRESIDENT | E | Control |
| DALTON, MICHAEL, LEE | I | PRESIDENT | E | Control |
| DALTON, MICHAEL, LEE | I | PRESIDENT | E | Control |
| DALTON, MICHAEL, LEE | I | PRESIDENT | E | Control |
| DALTON, MICHAEL, LEE | I | PRESIDENT | E | Control |
| DALTON, MICHAEL, LEE | I | PRESIDENT | E | Control |
| STONE, ATHENA, KAULANA | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DALTON, MICHAEL, LEE | I | PRESIDENT | D | Control |
| DALTON, MICHAEL, LEE | I | PRESIDENT | D | Control |
| DALTON, MICHAEL, LEE | I | PRESIDENT | D | Control |
| DALTON, MICHAEL, LEE | I | PRESIDENT | D | Control |
| DALTON, MICHAEL, LEE | I | PRESIDENT | D | Control |
| Dalton, Miriam, Pyritz | I | SECRETARY | D | |
| Dalton, Miriam, Pyritz | I | SECRETARY | D | |
| Dalton, Miriam, Pyritz | I | SECRETARY | D | |
| Dalton, Miriam, Pyritz | I | SECRETARY | D | |
| Dalton, Miriam, Pyritz | I | SECRETARY | D |
Registrations
Federal
IA
May 10, 2021 REGISTERED
Notice Filings (1)
CA
Address
5345 N. EL DORADO STSUITE 5
STOCKTON, CA 95207
United States
Phone: (209) 636-4931