DIRECTADVICE, INCORPORATED
CRD #132548 SEC #801-63559 EAST HARTFORD, CT 860-291-9969
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KRANENBURG, PHILIP, JACK | I | CEO, CCO | NA | Control |
| KRANENBURG, PHILIP, JACK | I | CEO, CCO | NA | Control |
| KISH, JEREMY, MICHAEL | I | SECRETARY | D | Control |
| KISH, JEREMY, MICHAEL | I | SECRETARY | D | Control |
| KISH, JEREMY, MICHAEL | I | SECRETARY | D | Control |
| KISH, JEREMY, MICHAEL | I | SECRETARY | D | Control |
| KISH, JEREMY, MICHAEL | I | SECRETARY | D | Control |
| KISH, JEREMY, MICHAEL | I | SECRETARY | D | Control |
| KISH, JEREMY, MICHAEL | I | SECRETARY | D | Control |
| MALOUF, NASSIF | I | CHAIRMAN, CCO | D | Control |
| MALOUF, NASSIF | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MALOUF, NASSIF | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MALOUF, NASSIF | I | CHAIRMAN, CCO | D | Control |
| MALOUF, NASSIF | I | CHAIRMAN | D | Control |
| MALOUF, NASSIF | I | CHAIRMAN | D | Control |
| WILLIAMS, JOHN, COLE | I | CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Jan 31, 2007 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
111 FOUNDERS PLAZASUITE 1502
EAST HARTFORD, CT 06108-8300
USA
Phone: 860-291-9969