ING LIFE INSURANCE AND ANNUITY COMPANY
CRD #13256 SEC #801-12643 HARTFORD, CT 860-723-3440
SEC Registered
Total AUM
$7.1B
Discretionary
$7.1B
Employees
--
Clients
--
Accounts
26
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 27, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENNER, JOY, MICHELLE | I | SECRETARY | NA | |
| BENNER, JOY, MICHELLE | I | SECRETARY | NA | |
| BENNER, JOY, MICHELLE | I | SECRETARY | NA | |
| BENNER, JOY, MICHELLE | I | SECRETARY | NA | |
| COMER, BRIAN, DAVID | I | PRESIDENT | NA | Control |
| COMER, BRIAN, DAVID | I | PRESIDENT | NA | Control |
| COMER, BRIAN, DAVID | I | PRESIDENT | NA | Control |
| COMER, BRIAN, DAVID | I | PRESIDENT | NA | Control |
| COMER, BRIAN, DAVID | I | PRESIDENT | NA | Control |
| COMER, BRIAN, DAVID | I | PRESIDENT | NA | Control |
| COMER, BRIAN, DAVID | I | PRESIDENT | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| CRISPIN, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| CRISPIN, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| CRISPIN, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| DEVAUCLEROY, JACQUES, MARIE | I | DIRECTOR | NA | Control |
| DEVAUCLEROY, JACQUES, MARIE | I | DIRECTOR | NA | Control |
| DEVAUCLEROY, JACQUES, MARIE | I | DIRECTOR | NA | Control |
| DEVAUCLEROY, JACQUES, MARIE | I | DIRECTOR | NA | Control |
| DEVAUCLEROY, JACQUES, MARIE | I | DIRECTOR | NA | Control |
| GUBBAY, KEITH | I | PRESIDENT, DIRECTOR | NA | Control |
| GUBBAY, KEITH | I | PRESIDENT, DIRECTOR | NA | Control |
| GUBBAY, KEITH | I | DIRECTOR | NA | Control |
| GUBBAY, KEITH | I | DIRECTOR | NA | Control |
| GUBBAY, KEITH | I | PRESIDENT, DIRECTOR | NA | Control |
| GUBBAY, KEITH | I | PRESIDENT, DIRECTOR | NA | Control |
| HUNEKE, WAYNE, ROBERT | I | DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| HUNEKE, WAYNE, ROBERT | I | DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| HUNEKE, WAYNE, ROBERT | I | DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LOWERY, PHILLIP, RANDALL | I | DIRECTOR | NA | Control |
| LOWERY, PHILLIP, RANDALL | I | DIRECTOR | NA | Control |
| LOWERY, PHILLIP, RANDALL | I | DIRECTOR | NA | Control |
| LOWERY, PHILLIP, RANDALL | I | DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR AND CHAIRMAN | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR AND CHAIRMAN | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR AND CHAIRMAN | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR AND CHAIRMAN | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR AND CHAIRMAN | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | PRESIDENT AND DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | PRESIDENT AND DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | PRESIDENT AND DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR AND CHAIRMAN | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR AND CHAIRMAN | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| MURPHY, BRIAN, JOHN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, BRIAN, JOHN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, BRIAN, JOHN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, BRIAN, JOHN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, BRIAN, JOHN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, BRIAN, JOHN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, BRIAN, JOHN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, KATHLEEN, ANN | I | DIRECTOR | NA | Control |
| MURPHY, KATHLEEN, ANN | I | DIRECTOR | NA | Control |
| MURPHY, KATHLEEN, ANN | I | DIRECTOR | NA | Control |
| MURPHY, KATHLEEN, ANN | I | DIRECTOR | NA | Control |
| MURPHY, KATHLEEN, ANN | I | DIRECTOR | NA | Control |
| MURPHY, KATHLEEN, ANN | I | DIRECTOR | NA | Control |
| MURPHY, KATHLEEN, ANN | I | SENIOR VP & GENERAL COUNSEL | NA | Control |
| MURPHY, KATHLEEN, ANN | I | SENIOR VP & GENERAL COUNSEL | NA | Control |
| MURPHY, KATHLEEN, ANN | I | SENIOR VP & GENERAL COUNSEL | NA | Control |
| MURPHY, KATHLEEN, ANN | I | DIRECTOR | NA | Control |
| MURPHY, KATHLEEN, ANN | I | DIRECTOR | NA | Control |
| MURPHY, KATHLEEN, ANN | I | DIRECTOR | NA | Control |
| O'DONNELL, JOSEPH, MICHAEL | I | VICE PRESIDENT, INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| O'DONNELL, JOSEPH, MICHAEL | I | VICE PRESIDENT, INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| PENDERGRASS, DAVID, SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID, SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID, SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID, SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PIERSON, STEVEN, T | I | SENIOR VICE PRESIDENT, CHIEF ACCOUNTING OFFICER | NA | |
| PIERSON, STEVEN, T | I | SENIOR VICE PRESIDENT, CHIEF ACCOUNTING OFFICER | NA | |
| PIERSON, STEVEN, T | I | SENIOR VICE PRESIDENT, CHIEF ACCOUNTING OFFICER | NA | |
| PIERSON, STEVEN, T | I | SENIOR VICE PRESIDENT, CHIEF ACCOUNTING OFFICER | NA | |
| PISE, MICHAEL, JOHN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| PISE, MICHAEL, JOHN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| SALLPANTE, ROBERT, CHARLES | I | DIRECTOR | NA | Control |
| SALLPANTE, ROBERT, CHARLES | I | DIRECTOR | NA | Control |
| SMITH, CATHERINE, HALE | I | DIRECTOR | NA | |
| SMITH, CATHERINE, HALE | I | DIRECTOR | NA | |
| SMITH, CATHERINE, HALE | I | DIRECTOR | NA | |
| SMITH, CATHERINE, HALE | I | DIRECTOR | NA | |
| SOONG, LIBBY, JOY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| SOONG, LIBBY, JOY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| SOONG, LIBBY, JOY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| SOONG, LIBBY, JOY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| SQUILLACOTE, THERESE, MORNEAULT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACOTE, THERESE, MORNEAULT | I | COMPLIANCE OFFIER | NA | Control |
| SQUILLACOTE, THERESE, MORNEAULT | I | COMPLIANCE OFFIER | NA | Control |
| TULLIS, MARK, ALAN | I | DIRECTOR | NA | Control |
| TULLIS, MARK, ALAN | I | DIRECTOR | NA | Control |
| TULLIS, MARK, ALAN | I | DIRECTOR | NA | Control |
| TULLIS, MARK, ALAN | I | DIRECTOR | NA | Control |
| TULLIS, MARK, ALAN | I | DIRECTOR | NA | Control |
| WHEAT, DAVID, ALLAN | I | DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| WHEAT, DAVID, ALLAN | I | DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| WHEAT, DAVID, ALLAN | I | DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| WHEAT, DAVID, ALLAN | I | DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| WHEAT, DAVID, ALLAN | I | DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| WHEAT, DAVID, ALLAN | I | DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| WHEAT, DAVID, ALLAN | I | DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| WHEAT, DAVID, ALLAN | I | DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| WHEAT, DAVID, ALLAN | I | DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| WHEAT, DAVID, ALLAN | I | DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| AETNA RETIREMENT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| ING RETIREMENT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| ING RETIREMENT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| ING RETIREMENT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| ING RETIREMENT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AETNA RETIREMENT SERVICES, INC. | DE | AETNA RETIREMENT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING GROEP, N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING GROEP, N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING GROEP, N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING GROEP, N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING GROEP, N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING GROEP, N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING GROEP, N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING GROEP, N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING GROEP, N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING GROEP, N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING GROEP, N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING GROEP, N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING GROEP, N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING GROEP, N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING RETIREMENT SERVICES, INC. | DE | ING RETIREMENT HOLDINGS, INC. | E | Control |
| ING RETIREMENT SERVICES, INC. | DE | ING RETIREMENT HOLDINGS, INC. | E | Control |
| ING RETIREMENT SERVICES, INC. | DE | ING RETIREMENT HOLDINGS, INC. | E | Control |
| ING RETIREMENT SERVICES, INC. | DE | ING RETIREMENT HOLDINGS, INC. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | AETNA RETIREMENT SERVICES, INC. | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING RETIREMENT SERVICES, INC. | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING RETIREMENT SERVICES, INC. | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING RETIREMENT SERVICES, INC. | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING RETIREMENT SERVICES, INC. | E | Control |
Registrations
Federal
IA
Sep 27, 2005 REGISTERED
Notice Filings (3)
AZ CT GA
Address
151 FARMINGTON AVENUE TS31HARTFORD, CT 06156-1492
USA
Phone: 860-723-3440