RIA Intelligence

SOUTHWEST FINANCIAL SERVICES, LLC

CRD #132560 SEC #801-67032 TULSA, OK 918-592-6810
SEC Registered
Total AUM
$49.2M
Discretionary
$49.2M
Employees
1
Clients
0
Accounts
20

Firm Details

Organization Type
Limited Liability Company
State of Formation
Oklahoma
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BUBECK, KYLE, ROGERICHIEF COMPLIANCE OFFICERNA Control
BUBECK, KYLE, ROGERICHIEF COMPLIANCE OFFICERNA Control
BUBECK, KYLE, ROGERICHIEF COMPLIANCE OFFICERNA Control
BASHAW, GEORGE, FRANCISIMEMBERC Control
BASHAW, GEORGE, FRANCISIMEMBERC Control
BASHAW, GEORGE, FRANCISIMEMBERC Control
BASHAW, GEORGE, FRANCISIMEMBERC Control
BASHAW, GEORGE, FRANCISIMEMBERC Control
BASHAW, GEORGE, FRANCISIMEMBERC Control
BASHAW, GEORGE, FRANCISIMEMBERC Control
BASHAW, SHERYL, DIANNEIMEMBERC Control
BASHAW, SHERYL, DIANNEIMEMBERC Control
BASHAW, SHERYL, DIANNEIMEMBERC Control
BASHAW, SHERYL, DIANNEIMEMBERC Control
BASHAW, SHERYL, DIANNEIMEMBERC Control
BASHAW, SHERYL, DIANNEIMEMBERC Control
BASHAW, SHERYL, DIANNEIMEMBERC Control
COLE, DAVID, ALFREDIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERC Control
COLE, DAVID, ALFREDIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERC Control
COLE, DAVID, ALFREDIMANAGING MEMBERC Control
COLE, DAVID, ALFREDIMANAGING MEMBERC Control
COLE, DAVID, ALFREDIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERC Control
COLE, DAVID, ALFREDIMANAGING MEMBERC Control
COLE, DAVID, ALFREDIMANAGING MEMBER - CHIEF COMPLIANCE OFFICERC Control

Registrations

Federal

IA
Mar 30, 2012 REGISTERED

Notice Filings (3)

AR OK TX

Address

2250 E. 73RD STREET
SUITE 400
TULSA, OK 74136
United States
Phone: 918-592-6810