FRANK BLACK INC.
Legal name: SOUTHEAST INVESTMENTS N.A., INC
CRD #132561 SEC #801-63496 CHARLOTTE, NC 704-527-7873
SEC Registered Broker-Dealer
Total AUM
$30M
Discretionary
$30M
Employees
5
Clients
0
Accounts
175
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 12, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLACK, FRANK, HARMON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BLACK, FRANK, HARMON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BLACK, FRANK, HARMON | I | PRESIDENT | D | Control |
| PLEXICO, RONALD, DAVID | I | SECRETARY | C | Control |
| PLEXICO, RONALD, DAVID | I | SECRETARY | C | Control |
| PLEXICO, RONALD, DAVID | I | SECRETARY | C | Control |
Registrations
Federal
IA
Sep 12, 2005 REGISTERED
Notice Filings (2)
NC SC
Address
820 TYVOLA RD.SUITE 104
CHARLOTTE, NC 28217
USA
Phone: 704-527-7873