TRITON WEALTH MANAGEMENT, LLC
Legal name: TRITON WEALTH MANAGEMENT
CRD #132601 SEC #801-68750 CHESTER, MD 866-880-7500
SEC Registered
Total AUM
$134.9M
Discretionary
$134.9M
Employees
6
Clients
101
Accounts
951
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 9, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAER, KAREN, LAPIER | I | DIRECTOR OF OPERATIONS/SENIOR FINANCIAL ADVISOR | NA | |
| BAER, KAREN, LAPIER | I | DIRECTOR OF OPERATIONS/SENIOR FINANCIAL ADVISOR | NA | |
| BAER, KAREN, LAPIER | I | DIRECTOR OF OPERATIONS/SENIOR FINANCIAL ADVISOR | NA | |
| ZUSSMAN, WAYNE, BRUCE | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| ZUSSMAN, WAYNE, BRUCE | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| ZUSSMAN, WAYNE, BRUCE | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| ZUSSMAN, WAYNE, BRUCE | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| ZUSSMAN, WAYNE, BRUCE | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| ZUSSMAN, WAYNE, BRUCE | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| ZUSSMAN, WAYNE, BRUCE | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| ZUSSMAN, WAYNE, BRUCE | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| ZUSSMAN, WAYNE, BRUCE | I | MANAGING MEMBER | D | Control |
| ZUSSMAN, WAYNE, BRUCE | I | MANAGING MEMBER | D | Control |
| ZUSSMAN, WAYNE, BRUCE | I | MANAGING MEMBER | D | Control |
| ZUSSMAN, WAYNE, BRUCE | I | MANAGING MEMBER | D | Control |
| TOAL, THADDEUS, NORMAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TOAL, THADDEUS, NORMAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TOAL, THADDEUS, NORMAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TOAL, THADDEUS, NORMAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| AUGENBLICK, JOHN, ROBERT | I | PRINCIPAL | A | Control |
| AUGENBLICK, JOHN, ROBERT | I | PRINCIPAL | A | Control |
| AUGENBLICK, JOHN, ROBERT | I | PRINCIPAL | A | Control |
| AUGENBLICK, JOHN, ROBERT | I | PRINCIPAL | A | Control |
Registrations
Federal
IA
Dec 9, 2014 REGISTERED
Notice Filings (8)
DC DE MD NH NJ PA TX VA
Address
116 S. PINEY ROADSUITE 204
CHESTER, MD 21619
United States
Phone: 866-880-7500