CLINTON GROUP, LLC
CRD #132615 SEC #801-63792 NEW YORK, NY 212-825-0099
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 17, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HALL, JOHN, LAWRENCE | I | CFO, SECRETARY, DIRECTOR | NA | Control |
| RUBERTI, WENDY, RAPP | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| RUCHALSKI, FRANCIS | I | COMPTROLLER | NA | Control |
| CLINTON GROUP, INC | DE | MEMBER | D | Control |
| HALL, GEORGE, ESTES | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CGI HOLDINGS, INC. | DE | CLINTON GROUP EQUITY, CO. | E | Control |
| CLINTON GROUP EQUITY, CO. | DE | CLINTON GROUP, INC. | E | Control |
| HALL, GEORGE, ESTES | I | CGI HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Dec 17, 2004 REGISTERED
Address
9 WEST 57TH STREETNEW YORK, NY 10019
USA
Phone: 212-825-0099