BAKER AVENUE ASSET MANAGEMENT, LP
Legal name: BAKERAVENUE
CRD #132657 SEC #801-63576 SAN FRANCISCO, CA 415-986-1110
SEC Registered
Total AUM
$3.8B
Discretionary
$3.4B
Employees
46
Clients
26
Accounts
3,138
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 5, 2025
- Branch Offices
- 6
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| BAAM GP, LLC | DE | GENERAL PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | NA | |
| HAIRE, TATE, SMATHERS | I | MANAGING MEMBER OF SIMONBAKER & PARTNERS LLC | NA | |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | NA | Control |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER OF BAKER AVENUE ASSET MANAGEMENT LP/CHIEF COMPLIANCE OFFICER OF SIMONBAKER & PARTNERS LLC | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER OF BAKER AVENUE ASSET MANAGEMENT LP/CHIEF COMPLIANCE OFFICER OF SIMONBAKER & PARTNERS LLC | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER OF BAKER AVENUE ASSET MANAGEMENT LP/CHIEF COMPLIANCE OFFICER OF SIMONBAKER & PARTNERS LLC | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER OF BAKER AVENUE ASSET MANAGEMENT LP/CHIEF COMPLIANCE OFFICER OF SIMONBAKER & PARTNERS LLC | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER OF BAKER AVENUE ASSET MANAGEMENT LP/CHIEF COMPLIANCE OFFICER OF SIMONBAKER & PARTNERS LLC | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIM, HANNAH, GEE YOUN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CCO, CFO, COO | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CCO, CFO, COO | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUUS, STACEY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIP, KING, SHAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LIP, KING, SHAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LIP, KING, SHAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LIP, KING, SHAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LIP, KING, SHAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LIP, KING, SHAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUFF, GERALD, MEREDITH | I | SENIOR VICE PRESIDENT | NA | Control |
| LUFF, GERALD, MEREDITH | I | SENIOR VICE PRESIDENT | NA | Control |
| LUFF, GERALD, MEREDITH | I | SENIOR VICE PRESIDENT | NA | Control |
| LUFF, GERALD, MEREDITH | I | SENIOR VICE PRESIDENT | NA | Control |
| MORDESOVICH, RICHARD, CHARLES | I | MANAGING DIRECTOR | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | MANAGING DIRECTOR | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | MANAGING DIRECTOR | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | MANAGING DIRECTOR | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | PARTNER | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | MANAGING DIRECTOR | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | MANAGING DIRECTOR | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | MANAGING DIRECTOR | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | MANAGING DIRECTOR | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | MANAGING DIRECTOR | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | MANAGING DIRECTOR | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | MANAGING DIRECTOR | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | PARTNER | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | PARTNER | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | PARTNER | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | PARTNER | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | PARTNER | NA | |
| MORDESOVICH, RICHARD, CHARLES | I | PARTNER | NA | |
| NGO, TOM, MIN | I | PARTNER | NA | |
| OCONNELL, GERRY | I | PARTNER | NA | |
| OCONNELL, GERRY | I | PARTNER | NA | |
| OCONNELL, GERRY | I | PARTNER | NA | |
| OCONNELL, GERRY | I | PARTNER | NA | |
| OCONNELL, GERRY | I | PARTNER | NA | |
| OCONNELL, GERRY | I | PARTNER | NA | |
| OCONNELL, GERRY | I | PARTNER | NA | |
| OCONNELL, GERRY | I | PARTNER | NA | |
| OCONNELL, GERRY | I | PARTNER | NA | |
| OCONNELL, GERRY | I | PARTNER | NA | |
| OCONNELL, GERRY | I | PARTNER | NA | |
| OCONNELL, GERRY | I | PARTNER | NA | |
| OCONNELL, GERRY | I | PARTNER | NA | |
| OCONNELL, GERRY | I | PARTNER | NA | |
| OCONNELL, GERRY | I | PARTNER | NA | |
| PACIFIC PREMIER TRUST FBO TOM NGO | DE | TRUST | NA | |
| PACIFIC PREMIER TRUST FBO TOM NGO | DE | TRUST | NA | |
| PACIFIC PREMIER TRUST FBO TOM NGO | DE | TRUST | NA | |
| PACIFIC PREMIER TRUST FBO TOM NGO | DE | TRUST | NA | |
| PACIFIC PREMIER TRUST FBO TOM NGO | DE | TRUST | NA | |
| PACIFIC PREMIER TRUST FBO TOM NGO | DE | TRUST | NA | |
| PACIFIC PREMIER TRUST FBO TOM NGO | DE | TRUST | NA | |
| PACIFIC PREMIER TRUST FBO TOM NGO | DE | TRUST | NA | |
| PACIFIC PREMIER TRUST FBO TOM NGO | DE | TRUST | NA | |
| PACIFIC PREMIER TRUST FBO TOM NGO | DE | TRUST | NA | |
| PACIFIC PREMIER TRUST FBO TOM NGO | DE | TRUST | NA | |
| PACIFIC PREMIER TRUST FBO TOM NGO | DE | TRUST | NA | |
| PACIFIC PREMIER TRUST FBO TOM NGO | DE | TRUST | NA | |
| PACIFIC PREMIER TRUST FBO TOM NGO | DE | TRUST | NA | |
| PACIFIC PREMIER TRUST FBO TOM NGO | DE | TRUST | NA | |
| SIGAL, PETER, ANTHONY | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| SIGAL, PETER, ANTHONY | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| SIGAL, PETER, ANTHONY | I | PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | NA | |
| TASSONE, JOHN, SALVATORE | I | CHIEF OPERATING OFFICER OF SIMONBAKER & PARTNERS LLC | NA | |
| TASSONE, JOHN, SALVATORE | I | CHIEF OPERATING OFFICER OF SIMONBAKER & PARTNERS LLC | NA | |
| TASSONE, JOHN, SALVATORE | I | CHIEF OPERATING OFFICER OF SIMONBAKER & PARTNERS LLC | NA | |
| TASSONE, JOHN, SALVATORE | I | CHIEF OPERATING OFFICER OF SIMONBAKER & PARTNERS LLC | NA | |
| TASSONE, JOHN, SALVATORE | I | CHIEF OPERATING OFFICER AND MANAGING MEMBER OF SIMONBAKER & PARTNERS LLC | NA | |
| WELCH, TANYA, FAYE | I | PARTNER | NA | |
| WELCH, TANYA, FAYE | I | PARTNER | NA | |
| WELCH, TANYA, FAYE | I | PARTNER | NA | |
| WELCH, TANYA, FAYE | I | PARTNER | NA | |
| WELCH, TANYA, FAYE | I | PARTNER | NA | |
| WELCH, TANYA, FAYE | I | PARTNER | NA | |
| WELCH, TANYA, FAYE | I | PARTNER | NA | |
| WELCH, TANYA, FAYE | I | PARTNER | NA | |
| WELCH, TANYA, FAYE | I | PARTNER | NA | |
| WELCH, TANYA, FAYE | I | PARTNER | NA | |
| WELCH, TANYA, FAYE | I | PARTNER | NA | |
| WELCH, TANYA, FAYE | I | PARTNER | NA | |
| WELCH, TANYA, FAYE | I | PARTNER | NA | |
| WELCH, TANYA, FAYE | I | PARTNER | NA | |
| WELCH, TANYA, FAYE | I | PARTNER | NA | |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING MEMBER/CCO | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING MEMBER/CCO | E | Control |
| BAKER, SIMON, GARETH | I | LIMITED PARTNER/CCO | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | CEO & MANAGING PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP/MANAGING MEMBER OF SIMBONBAKER & PARTNERS LLC | E | Control |
| BAKER, SIMON, GARETH | I | CHIEF EXECUTIVE OFFICER/MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | CEO & MANAGING PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP/MANAGING MEMBER OF SIMBONBAKER & PARTNERS LLC | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | CEO & MANAGING PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP/MANAGING MEMBER OF SIMBONBAKER & PARTNERS LLC | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | CEO & MANAGING PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP/MANAGING MEMBER OF SIMBONBAKER & PARTNERS LLC | E | Control |
| BAKER, SIMON, GARETH | I | MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | CHIEF EXECUTIVE OFFICER/MANAGING PARTNER | E | Control |
| BAKER, SIMON, GARETH | I | CEO | E | Control |
| BAKER, SIMON, GARETH | I | CEO & MANAGING PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP/MANAGING MEMBER OF SIMBONBAKER & PARTNERS LLC | E | Control |
| BAKER, SIMON, GARETH | I | CEO | E | Control |
| BAKER, SIMON, GARETH | I | CEO | E | Control |
| BAKER, SIMON, GARETH | I | CEO | E | Control |
| BAKER, SIMON, GARETH | I | CEO | E | Control |
| BAKER, SIMON, GARETH | I | CEO | E | Control |
| BAKER, SIMON, GARETH | I | CEO | E | Control |
| BAKER, SIMON, GARETH | I | CEO | E | Control |
| BAKER, SIMON, GARETH | I | CEO | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| BAKER, SIMON, GARETH | I | CEO / PARTNER | D | Control |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | A | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | A | |
| CONNOR, WILLIAM, PATRICK | I | MANAGING DIRECTOR / PARTNER | A | |
| COUDEN, DOUG, SCOTT | I | DIRECTOR OF EQUITIES | A | |
| COUDEN, DOUG, SCOTT | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | A | |
| COUDEN, DOUG, SCOTT | I | PARTNER | A | |
| COUDEN, DOUG, SCOTT | I | DIRECTOR OF EQUITIES | A | |
| COUDEN, DOUG, SCOTT | I | DIRECTOR OF EQUITIES | A | |
| COUDEN, DOUG, SCOTT | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | A | |
| COUDEN, DOUG, SCOTT | I | DIRECTOR OF EQUITIES | A | |
| COUDEN, DOUG, SCOTT | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | A | |
| COUDEN, DOUG, SCOTT | I | DIRECTOR OF EQUITIES | A | |
| COUDEN, DOUG, SCOTT | I | DIRECTOR OF EQUITIES | A | |
| COUDEN, DOUG, SCOTT | I | DIRECTOR OF EQUITIES | A | |
| COUDEN, DOUG, SCOTT | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | A | |
| COUDEN, DOUG, SCOTT | I | DIRECTOR OF EQUITIES | A | |
| COUDEN, DOUG, SCOTT | I | PARTNER | A | |
| COUDEN, DOUG, SCOTT | I | PARTNER | A | |
| COUDEN, DOUG, SCOTT | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | A | |
| COUDEN, DOUG, SCOTT | I | PARTNER | A | |
| COUDEN, DOUG, SCOTT | I | PARTNER | A | |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | |
| COUDEN, DOUG, SCOTT | I | PARTNER | A | |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | |
| COUDEN, DOUG, SCOTT | I | PARTNER | A | |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| COUDEN, DOUG, SCOTT | I | CHIEF INVESTMENT OFFICER / PARTNER | A | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | A | Control |
| JARDINE, ERIC, SETH | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | A | |
| JARDINE, ERIC, SETH | I | PARTNER | A | |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | A | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | A | Control |
| JARDINE, ERIC, SETH | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | A | |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | A | Control |
| JARDINE, ERIC, SETH | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | A | |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | A | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | A | Control |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | A | Control |
| JARDINE, ERIC, SETH | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | A | |
| JARDINE, ERIC, SETH | I | PORTFOLIO MANAGER | A | Control |
| JARDINE, ERIC, SETH | I | PARTNER | A | |
| LIP, KING, SHAN | I | CHIEF INVESTMENT OFFICER | A | Control |
| LIP, KING, SHAN | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP/MANAGING DIRECTOR OF SIMONBAKER & PARTNERS LLC | A | |
| LIP, KING, SHAN | I | PARTNER | A | |
| LIP, KING, SHAN | I | CHIEF INVESTMENT OFFICER | A | Control |
| LIP, KING, SHAN | I | CHIEF INVESTMENT OFFICER | A | Control |
| LIP, KING, SHAN | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP/MANAGING DIRECTOR OF SIMONBAKER & PARTNERS LLC | A | |
| LIP, KING, SHAN | I | CHIEF INVESTMENT OFFICER | A | Control |
| LIP, KING, SHAN | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP/MANAGING DIRECTOR OF SIMONBAKER & PARTNERS LLC | A | |
| LIP, KING, SHAN | I | CHIEF INVESTMENT OFFICER | A | Control |
| LIP, KING, SHAN | I | CHIEF INVESTMENT OFFICER | A | Control |
| LIP, KING, SHAN | I | CHIEF INVESTMENT OFFICER | A | Control |
| LIP, KING, SHAN | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP/MANAGING DIRECTOR OF SIMONBAKER & PARTNERS LLC | A | |
| LIP, KING, SHAN | I | CHIEF INVESTMENT OFFICER | A | Control |
| LIP, KING, SHAN | I | PARTNER | A | |
| LIP, KING, SHAN | I | PARTNER | A | |
| LIP, KING, SHAN | I | PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP/MANAGING MEMBER OF SIMONBAKER & PARTNERS LLC | A | |
| LIP, KING, SHAN | I | PARTNER | A | |
| LIP, KING, SHAN | I | PARTNER | A | |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | |
| LIP, KING, SHAN | I | PARTNER | A | |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | |
| LIP, KING, SHAN | I | PARTNER | A | |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LIP, KING, SHAN | I | CHIEF STRATEGIST / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | A | |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/PARTNER | A | |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | A | |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | A | |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | A | |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/PARTNER | A | |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/PARTNER OF BAKER AVENUE ASSET MANAGEMENT LP | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER/PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF OPERATING OFFICER / PARTNER | A | Control |
| LUFF, GERALD, MEREDITH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | VICE PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| NGO, TOM, MIN | I | PRESIDENT / PARTNER | A | Control |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| SIMPSON, SHARON | I | PARTNER | A | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | A | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | A | |
| STEPHENS, SCOTT, CHRISTOPHER | I | MANAGING DIRECTOR / PARTNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | E | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | D | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | D | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | D | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | D | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | D | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | D | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | D | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | D | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | D | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | D | Control |
| BAKER, SIMON, GARETH | I | BAAM GP, LLC | D | Control |
Registrations
Federal
IA
Aug 5, 2025 REGISTERED
Notice Filings (32)
AZ CA CO CT FL GA ID IL IN LA MA MD MI MN NC NH NJ NM NV NY OH OK OR PA RI SC TN TX UT VA WA WI
Address
ONE EMBARCADERO CENTERSTE 2530
SAN FRANCISCO, CA 94111
United States
Phone: 415-986-1110