SIERRA ASSET MANAGEMENT, LLC
Legal name: SECURITIES & REAL ESTATE INVESTMENT
CRD #132684 SEC #801-64762 IRVINE, CA 949-660-1144
SEC Registered
Total AUM
$27.5M
Discretionary
$27.5M
Employees
10
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 23, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUGUST, SCOTT, DAVID | I | MANAGING MEMBER AND CHEIF COMPLIANCE OFFICER | NA | |
| AUGUST, SCOTT, DAVID | I | MANAGING MEMBER | NA | |
| RILEY, JAMES, S. | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | E | Control |
| RILEY, JAMES, S. | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, DANEA, THREADGILL | I | CONTROLLER | C | Control |
| RILEY, DANEA, THREADGILL | I | CONTROLLER | C | Control |
Registrations
Federal
IA
Sep 23, 2005 REGISTERED
Notice Filings (1)
CA
Address
2699 WHITE ROADSUITE 255
IRVINE, CA 92614
USA
Phone: 949-660-1144