RIA Intelligence

SWIFTWATER CAPITAL MANAGEMENT, LP

CRD #132715 SEC #801-63535 GREENVILLE, SC 864-235-4711
SEC Registered
Total AUM
$167.7M
Discretionary
$167.7M
Employees
10
Clients
--
Accounts
5

Firm Details

Organization Type
Other (specify) (LIMITED PARTNERSHIP)
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 9, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DEPIERO, STEPHEN, ALBERTICHIEF COMPLIANCE OFFICERNA Control
DEPIERO, STEPHEN, ALBERTICHIEF COMPLIANCE OFFICERNA Control
DEPIERO, STEPHEN, ALBERTICCONA Control
SWIFTWATER CAPITAL MANAGEMENT, LLCDEGENERAL PARTNERNA Control
SWIFTWATER CAPITAL MANAGEMENT, LLCDEGENERAL PARTNERNA Control
SWIFTWATER CAPITAL MANAGEMENT, LLCDEGENERAL PARTNERNA Control
SWIFTWATER CAPITAL MANAGEMENT, LLCDEGENERAL PARTNERNA Control
HELMERS, JOHN, BYRONIMANAGER/CEOE Control
HELMERS, JOHN, BYRONIMANAGER/CEOE Control
HELMERS, JOHN, BYRONIMANAGER/CEOE Control
HELMERS, JOHN, BYRONIMANAGER/CCOE

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
HELMERS, JOHN, BYRONISWIFTWATER CAPITAL MANAGEMENT, LLCE Control
HELMERS, JOHN, BYRONISWIFTWATER CAPITAL MANAGEMENT, LLCE Control
HELMERS, JOHN, BYRONISWIFTWATER CAPITAL MANAGEMENT, LLCE Control
HELMERS, JOHN, BYRONISWIFTWATER CAPITAL MANAGEMENT, LLCE Control

Registrations

Federal

IA
Nov 9, 2005 REGISTERED

Notice Filings (1)

SC

Address

856 S. PLEASANTBURG DRIVE
GREENVILLE, SC 29607
U.S.A.
Phone: 864-235-4711