TMFS-NEW ORLEANS-LLC
Legal name: THE MUTUAL FUND STORE
CRD #132720 SEC #801-66671 METAIRIE, LA 504-830-7676
SEC Registered
Total AUM
$63.7M
Discretionary
$63.5M
Employees
5
Clients
0
Accounts
823
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Louisiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 1, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAPACE, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MANAGING PARTNER/INVESTMENT ADVISOR | NA | |
| CAPACE, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MANAGING PARTNER/INVESTMENT ADVISOR | NA | Control |
| MURPHY, PEGGY, JOANNE | I | SENIOR INVESTMENT ADVISOR | NA | |
| MURPHY, PEGGY, JOANNE | I | SENIOR INVESTMENT ADVISOR | NA | |
| MURPHY, PEGGY, JOANNE | I | SENIOR INVESTMENT ADVISOR | NA | |
| MURPHY, PEGGY, JOANNE | I | SENIOR INVESTMENT ADVISOR | NA | |
| MURPHY, PEGGY, JOANNE | I | SENIOR INVESTMENT ADVISOR | NA | |
| MURPHY, PEGGY, JOANNE | I | SENIOR INVESTMENT ADVISOR | NA | |
| MURPHY, PEGGY, JOANNE | I | SENIOR INVESTMENT ADVISOR | NA | |
| MURPHY, PEGGY, JOANNE | I | SENIOR INVESTMENT ADVISOR | NA | |
| BRAUDIS, RAYMOND, EVERETT | I | CO-MANAGER | C | Control |
| BRAUDIS, RAYMOND, EVERETT | I | CO-MANAGER | C | Control |
| BRAUDIS, RAYMOND, EVERETT | I | CO-MANAGER | C | Control |
| BRAUDIS, RAYMOND, EVERETT | I | CO-MANAGER | C | Control |
| BENTZ, JON, PETER | I | CO-MANAGER | B | Control |
| BENTZ, JON, PETER | I | CO-MANAGER | B | Control |
| BENTZ, JON, PETER | I | CO-MANAGER | B | Control |
| BENTZ, JON, PETER | I | CO-MANAGER | B | Control |
| BENTZ, JON, PETER | I | CO-MANAGER | B | Control |
| BENTZ, JON, PETER | I | CO-MANAGER | B | Control |
| BENTZ, JON, PETER | I | CO-MANAGER | B | Control |
| BENTZ, JON, PETER | I | CO-MANAGER | B | Control |
| BOLD, LAWRENCE, ROBERT | I | CO-MANAGER | B | |
| BOLD, LAWRENCE, ROBERT | I | CO-MANAGER | B | Control |
| BOLD, LAWRENCE, ROBERT | I | CO-MANAGER | B | Control |
| BOLD, LAWRENCE, ROBERT | I | CO-MANAGER | B | Control |
| BOLD, LAWRENCE, ROBERT | I | CO-MANAGER | B | Control |
| BOLD, LAWRENCE, ROBERT | I | CO-MANAGER | B | |
| BOLD, LAWRENCE, ROBERT | I | CO-MANAGER | B | Control |
| BOLD, LAWRENCE, ROBERT | I | CO-MANAGER | B | Control |
| BRAUDIS, RAYMOND, EVERETT | I | CO-MANAGER | B | Control |
| BRAUDIS, RAYMOND, EVERETT | I | CO-MANAGER | B | Control |
| BRAUDIS, RAYMOND, EVERETT | I | CO-MANAGER | B | Control |
| BRAUDIS, RAYMOND, EVERETT | I | CO-MANAGER | B | Control |
| CAPACE, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MANAGING PARTNER/INVESTMENT ADVISOR | B | Control |
| CAPACE, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MANAGING PARTNER/INVESTMENT ADVISOR | B | Control |
| CAPACE, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MANAGING PARTNER/INVESTMENT ADVISOR | B | Control |
| CAPACE, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MANAGING PARTNER/INVESTMENT ADVISOR | B | Control |
| WHITE, CAROL, ANN | I | PARTNER | B | Control |
| WHITE, CAROL, ANN | I | PARTNER | B | |
| WHITE, CAROL, ANN | I | PARTNER | B | |
| WHITE, CAROL, ANN | I | PARTNER | B | |
| WHITE, CAROL, ANN | I | PARTNER | B | |
| WHITE, CAROL, ANN | I | PARTNER | B | |
| WHITE, CAROL, ANN | I | PARTNER | B | |
| CAPACE, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MANAGING PARTNER/INVESTMENT ADVISOR | A | Control |
| CAPACE, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MANAGING PARTNER/INVESTMENT ADVISOR | A | Control |
Registrations
Federal
IA
Mar 1, 2007 REGISTERED
Notice Filings (5)
AL FL LA MS TX
Address
3900 N. CAUSEWAY BOULEVARD SUITE 100METAIRIE, LA 70002
USA
Phone: 504-830-7676