WINDOWPANE ADVISORS L.L.C.
CRD #132731 SEC #801-63538 SAN DIEGO, CA 619-231-9102
SEC Registered
Total AUM
$49.8M
Discretionary
$49.8M
Employees
0
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STOLPER, MICHAEL | I | MEMBER | NA | Control |
| MALONE, BARBARA, ANN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MALONE, BARBARA, ANN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MALONE, BARBARA, ANN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MALONE, BARBARA, ANN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MALONE, BARBARA, ANN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MALONE, BARBARA, ANN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MALONE, BARBARA, ANN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MALONE, BARBARA, ANN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| STOLPER, MICHAEL | I | MEMBER | D | Control |
| STOLPER, MICHAEL | I | MEMBER | D | Control |
| STOLPER, MICHAEL | I | MEMBER | D | Control |
| STOLPER, MICHAEL | I | MEMBER | D | Control |
| STOLPER, MICHAEL, NMN | I | MANAGING MEMBER | D | Control |
| STOLPER, MICHAEL, NMN | I | MANAGING MEMBER | D | Control |
| STOLPER, MICHAEL, NMN | I | MANAGING MEMBER | D | Control |
| STOLPER, MICHAEL, NMN | I | MANAGING MEMBER | D | Control |
| STOLPER, MICHAEL, NMN | I | MANAGING MEMBER | D | Control |
| STOLPER, MICHAEL, NMN | I | MANAGING MEMBER | D | Control |
| STOLPER, MICHAEL, NMN | I | MANAGING MEMBER | D | Control |
| STOLPER, MICHAEL, NMN | I | MANAGING MEMBER | D | Control |
| MALONE, BARBARA, ANN | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| MALONE, BARBARA, ANN | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| MALONE, BARBARA, ANN | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| MALONE, BARBARA, ANN | I | MEMBER | C | Control |
| MALONE, BARBARA, ANN | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Mar 20, 2013 REGISTERED
Address
550 WEST "C" STREETSUITE 960
SAN DIEGO, CA 92101
United States
Phone: 619-231-9102