RYDEX ADVISORY SERVICES, LLC
CRD #132735 SEC #801-64512 ROCKVILLE, MD 301-296-5100
SEC Registered
Total AUM
$174M
Discretionary
$174M
Employees
10
Clients
--
Accounts
3,152
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARRUDA, JOSEPH, MARVEL | I | VICE PRESIDENT | NA | Control |
| BONOS, NIKOLAOS | I | SR. VICE PRESIDENT | NA | Control |
| BYRUM, MICHAEL, PAUL | I | PRESIDENT | NA | Control |
| BYRUM, MICHAEL, PAUL | I | PRESIDENT | NA | Control |
| BYRUM, MICHAEL, PAUL | I | PRESIDENT | NA | Control |
| BYRUM, MICHAEL, PAUL | I | PRESIDENT & CIO | NA | Control |
| BYRUM, MICHAEL, PAUL | I | PRESIDENT | NA | Control |
| BYRUM, MICHAEL, PAUL | I | PRESIDENT | NA | Control |
| BYRUM, MICHAEL, PAUL | I | PRESIDENT | NA | Control |
| BYRUM, MICHAEL, PAUL | I | PRESIDENT | NA | Control |
| BYRUM, MICHAEL, PAUL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| CATALUCCI, JOANNA, MARIE | I | CHIEF COMPLIANCE OFFICER & SVP | NA | Control |
| CHARLEY, LEIGH, ALLISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COEYTAUX, FRANCOIS | I | ASSOC. CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRAGHER, KEVIN, M | I | SENIOR VICE PRESIDENT | NA | Control |
| FARRAGHER, KEVIN, M | I | SENIOR VICE PRESIDENT | NA | Control |
| FARRAGHER, KEVIN, M | I | SENIOR VICE PRESIDENT | NA | Control |
| FARRAGHER, KEVIN, M | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRAGHER, KEVIN, M | I | SENIOR VICE PRESIDENT | NA | Control |
| FARRAGHER, KEVIN, M | I | SENIOR VICE PRESIDENT | NA | Control |
| FLETCHER, KEITH, ARTHUR | I | SR. VICE PRESIDENT | NA | Control |
| FRYE, JOHN, FOREST | I | TREASURER | NA | Control |
| GOLDMAN, RICHARD, MARK | I | CEO | NA | Control |
| HAIGNEY, JOANNA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMAN, NOAH | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARWOOD, BRENDA, MARIE | I | VICE PRESIDENT | NA | Control |
| KIEFER, AMANDA, JOY | I | ASSISTANT SECRETARY | NA | Control |
| LEE, AMY, JO | I | SR. VICE PRESIDENT & SECRETARY | NA | Control |
| LINNEHAN, JOHN, JOSEPH | I | SR. VICE PRESIDENT & CFO | NA | Control |
| ROSENBERG, JASON, SAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERG, JASON, SAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERG, JASON, SAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERG, JASON, SAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERBONCOEUR, CARL, GERARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VERBONCOEUR, CARL, GERARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VERBONCOEUR, CARL, GERARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VERBONCOEUR, CARL, GERARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VERBONCOEUR, CARL, GERARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VERBONCOEUR, CARL, GERARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VERBONCOEUR, CARL, GERARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YOUNG, LISA, MICHELLE | I | ASSISTANT TREASURER | NA | Control |
| ZEITOUN, MARC, CLAUDE | I | SR. VICE PRESIDENT | NA | Control |
| PADCO ADVISORS II INC | DE | SHAREHOLDER | E | Control |
| PADCO ADVISORS II INC | DE | SHAREHOLDER | E | Control |
| PADCO ADVISORS II INC | DE | SHAREHOLDER | E | Control |
| PADCO ADVISORS II INC | DE | MEMBER | E | Control |
| PADCO ADVISORS II INC | DE | SHAREHOLDER | E | Control |
| PADCO ADVISORS II INC | DE | SHAREHOLDER | E | Control |
| RYDEX ADVISORS II, LLC | DE | MEMBER | E | Control |
| RYDEX ADVISORY SERVICES, LLC | DE | OWNER | E | Control |
| RYDEX ADVISORY SERVICES, LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| VIRAGH, KATHERINE, ANNE | I | 2003 DYNAMIC IRREVOCABLE TRUST | F | Control |
| VIRAGH, KATHERINE, ANNE | I | 2003 DYNAMIC IRREVOCABLE TRUST | F | Control |
| VIRAGH, KATHERINE, ANNE | I | 2003 DYNAMIC IRREVOCABLE TRUST | F | Control |
| VIRAGH, KATHERINE, ANNE | I | 2003 DYNAMIC IRREVOCABLE TRUST | F | Control |
| VIRAGH, KATHERINE, ANNE | I | 2003 DYNAMIC IRREVOCABLE TRUST | F | Control |
| VIRAGH, MARK, STEPHEN | I | 2003 DYNAMIC IRREVOCABLE TRUST | F | Control |
| VIRAGH, MARK, STEPHEN | I | 2003 DYNAMIC IRREVOCABLE TRUST | F | Control |
| VIRAGH, MARK, STEPHEN | I | 2003 DYNAMIC IRREVOCABLE TRUST | F | Control |
| VIRAGH, MARK, STEPHEN | I | 2003 DYNAMIC IRREVOCABLE TRUST | F | Control |
| VIRAGH, MARK, STEPHEN | I | 2003 DYNAMIC IRREVOCABLE TRUST | F | Control |
| YOUNG, ROGER, EDWARD | I | 2003 DYNAMIC IRREVOCABLE TRUST | F | Control |
| YOUNG, ROGER, EDWARD | I | 2003 DYNAMIC IRREVOCABLE TRUST | F | Control |
| YOUNG, ROGER, EDWARD | I | 2003 DYNAMIC IRREVOCABLE TRUST | F | Control |
| YOUNG, ROGER, EDWARD | I | 2003 DYNAMIC IRREVOCABLE TRUST | F | Control |
| YOUNG, ROGER, EDWARD | I | 2003 DYNAMIC IRREVOCABLE TRUST | F | Control |
| 2003 DYNAMIC IRREVOCABLE TRUST | DE | PADCO ADVISORS II, INC | E | Control |
| 2003 DYNAMIC IRREVOCABLE TRUST | DE | PADCO ADVISORS II, INC | E | Control |
| 2003 IRREVOCABLE TRUST FOR FAMILY OF SKIP VIRAGH | DE | PADCO ADVISORS II, INC | E | Control |
| 2003 IRREVOCABLE TRUST FOR FAMILY OF SKIP VIRAGH | DE | PADCO ADVISORS II, INC | E | Control |
| ELDRIDGE INVESTORS, LLC | DE | GUGGENHEIM SBC HOLDINGS, LLC | E | Control |
| FRICKE, HOWARD, RUDOLPH | I | SECURITY BENEFIT ASSET MANAGEMENT, LLC | E | Control |
| GUGGENHEIM KNIGHTS OF SECURITY, LLC | DE | GUGGENHEIM SBC HOLDINGS, LLC | E | Control |
| GUGGENHEIM LAWRENCE, LLC | DE | ELDRIDGE INVESTORS, LLC | E | Control |
| GUGGENHEIM SBC HOLDINGS, LLC | DE | SECURITY BENEFIT CORPORATION | E | Control |
| PADCO ADVISORS II INC | DE | RYDEX ADVISORY SERVICES, LLC | E | Control |
| PADCO ADVISORS II INC | DE | RYDEX ADVISORY SERVICES, LLC | E | Control |
| PATTON, ROBERT | I | SB KANSAS INVESTORS, LLC (THROUGH 100% OWNED AND CONTROLLED ENTITIES) | E | Control |
| RYDEX HOLDINGS, INC. | DE | PADCO ADVISORS II, INC. | E | Control |
| RYDEX HOLDINGS, INC. | DE | PADCO ADVISORS II, INC. | E | Control |
| RYDEX HOLDINGS, INC. | DE | PADCO ADVISORS II, INC. | E | Control |
| RYDEX HOLDINGS, INC. | DE | PADCO ADVISORS II, INC. | E | Control |
| RYDEX HOLDINGS, INC. | DE | PADCO ADVISORS II, INC. | E | Control |
| RYDEX HOLDINGS, LLC | DE | PADCO ADVISORS II, INC. | E | Control |
| RYDEX HOLDINGS, LLC | DE | RYDEX ADVISORS II, LLC | E | Control |
| RYDEX NV, INC. | DE | RYDEX HOLDINGS, INC. | E | Control |
| RYDEX NV, INC. | DE | RYDEX HOLDINGS, INC. | E | Control |
| RYDEX NV, INC. | DE | RYDEX HOLDINGS, INC. | E | Control |
| RYDEX NV, INC. | DE | RYDEX HOLDINGS, INC. | E | Control |
| RYDEX NV, INC. | DE | RYDEX HOLDINGS, INC. | E | Control |
| SB KANSAS INVESTORS, LLC | DE | ELDRIDGE INVESTORS, LLC | E | Control |
| SECURITY BENEFIT ASSET MANAGEMENT, LLC | DE | RYDEX HOLDINGS, LLC | E | Control |
| SECURITY BENEFIT CORPORATION | DE | RYDEX HOLDINGS LLC | E | Control |
| SECURITY BENEFIT CORPORATION | DE | SECURITY BENEFIT ASSET MANAGEMENT, LLC | E | Control |
| SECURITY BENEFIT MUTUAL HOLDING COMPANY | DE | SECURITY BENEFIT CORPORATION | E | Control |
| 2003 DYNAMIC IRREVOCABLE TRUST | DE | RYDEX NV, INC. | D | Control |
| 2003 DYNAMIC IRREVOCABLE TRUST | DE | RYDEX NV, INC. | D | Control |
| 2003 DYNAMIC IRREVOCABLE TRUST | DE | RYDEX NV, INC. | D | Control |
| 2003 DYNAMIC IRREVOCABLE TRUST | DE | RYDEX NV, INC. | D | Control |
| 2003 DYNAMIC IRREVOCABLE TRUST | DE | RYDEX NV, INC. | D | Control |
| 2003 IRREVOCABLE FAMILY TRUST FOR THE FAMILY OF SKIP VIRAGH | DE | RYDEX NV, INC. | C | Control |
| 2003 IRREVOCABLE FAMILY TRUST FOR THE FAMILY OF SKIP VIRAGH | DE | RYDEX NV, INC. | C | Control |
| 2003 IRREVOCABLE FAMILY TRUST FOR THE FAMILY OF SKIP VIRAGH | DE | RYDEX NV, INC. | C | Control |
| 2003 IRREVOCABLE FAMILY TRUST FOR THE FAMILY OF SKIP VIRAGH | DE | RYDEX NV, INC. | C | Control |
| 2003 IRREVOCABLE FAMILY TRUST FOR THE FAMILY OF SKIP VIRAGH | DE | RYDEX NV, INC. | C | Control |
| VIRAGH, KATHERINE, ANNE | I | 2003 DYNAMIC IRREVOCABLE TRUST | C | Control |
| VIRAGH, KATHERINE, ANNE | I | 2003 DYNAMIC IRREVOCABLE TRUST | C | Control |
| VIRAGH, MARK, STEPHEN | I | 2003 DYNAMIC IRREVOCABLE TRUST | C | Control |
| VIRAGH, MARK, STEPHEN | I | 2003 DYNAMIC IRREVOCABLE TRUST | C | Control |
| YOUNG, ROGER, EDWARD | I | 2003 DYNAMIC IRREVOCABLE TRUST | C | Control |
| YOUNG, ROGER, EDWARD | I | 2003 DYNAMIC IRREVOCABLE TRUST | C | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (51)
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Address
9601 BLACKWELL ROADSUITE 500
ROCKVILLE, MD 20850
United States
Phone: 301-296-5100