NEPTUNE HOLDINGS, LLC
CRD #132750 SEC #801-63620 WALNUT CREEK, CA 925-287-9963
SEC Registered
Total AUM
$29.7M
Discretionary
$0
Employees
5
Clients
--
Accounts
8
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 9, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GALABOW, NOAH | I | CHIEF COMPLIANCE OFFICER/SENIOR FINANCIAL ANALYST | NA | Control |
| O&G JONES FAMILY TRUST | DE | MEMBER | D | Control |
| BERGIN, MEGAN, IVY | I | TRUSTEE - GAIL FLANDER JONES 1999 SPECIAL TRUST | C | Control |
| GAIL FLANDER JONES 1999 SPECIAL TRUST | DE | MEMBER | A | |
| JONES, GAIL, FLANDER | I | MANAGING MEMBER/CEO | A | Control |
| JONES, OLIN, CLIFTON | I | MEMBER | A | |
| O & G JONES 1999 SPECIAL TRUST | DE | MEMBER | A | |
| OLIN CLIFTON JONES 1999 SPECIAL TRUST | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JONES, ERICA, ALIX | I | OLIN CLIFTON JONES 1999 SPECIAL TRUST | E | Control |
| JONES, ERICA, ALIX | I | O & G JONES 1999 SPECIAL TRUST | D | Control |
| JONES, GAIL, FLANDER | I | O & G JONES FAMILY TRUST | D | Control |
| JONES, OLIN, CLIFTON | I | O & G JONES FAMILY TRUST | D | Control |
| BERGIN, BRENT, DESOR | I | GAIL FLANDER JONES 1999 SPECIAL TRUST | C | Control |
| BERGIN, MEGAN, IVY | I | GAIL FLANDER JONES 1999 SPECIAL TRUST | C | Control |
| THOMPSON, JUSTIN, BENNETT | I | GAIL FLANDER JONES 1999 SPECIAL TRUST | C | Control |
Registrations
Federal
IA
Feb 9, 2005 REGISTERED
Notice Filings (1)
CA
Address
1320 MT. DIABLO BLVD., SUITE EWALNUT CREEK, CA 94596
USA
Phone: 925-287-9963