RIA Intelligence

EPOCH CONSULTING GROUP

CRD #132757 SEC #801-63518 SANTA ROSA, CA 707-524-5800
SEC Registered
Total AUM
$790M
Discretionary
$0
Employees
2
Clients
--
Accounts
71

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 3, 2021
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MULLIGAN, KIRK, WAITEISECRETARY/TREASURERD Control
MULLIGAN, KIRK, WAITEISECRETARY/TREASURERD Control
MULLIGAN, KIRK, WAITEISECRETARY/TREASURERD Control
TASKER, RICK, LANEIPRESIDENT/COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENTD Control
TASKER, RICK, LANEIPRESIDENTD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
TASKER, RICK, LANEIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control

Registrations

Federal

IA
Mar 3, 2021 REGISTERED

Notice Filings (1)

CA

Address

2455 BENNETT VALLEY ROAD, SUITE B115
SANTA ROSA, CA 95404
United States
Phone: 707-524-5800