TRIBECA GLOBAL MANAGEMENT LLC
CRD #132774 SEC #801-63524 NEW YORK, NY 212-559-7742
SEC Registered
Total AUM
$770.4M
Discretionary
$770.4M
Employees
51
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 29, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARR, DEAN, SHERMAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| BEDER, TANYA, STYBLO | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| CIOFFI, GREGORY, JOHN | I | VICE PRESIDENT - TAX | NA | Control |
| CIOFFI, GREGORY, JOHN | I | VICE PRESIDENT - TAX | NA | Control |
| CIOFFI, GREGORY, JOHN | I | VICE PRESIDENT - TAX | NA | Control |
| CIOFFI, GREGORY, JOHN | I | VICE PRESIDENT - TAX | NA | Control |
| CIOFFI, GREGORY, JOHN | I | VICE PRESIDENT - TAX | NA | Control |
| DOBBS, OLIVER, EDWARD CONWAY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DOBBS, OLIVER, EDWARD CONWAY | I | MANAGING DIRECTOR | NA | Control |
| DOBBS, OLIVER, EDWARD CONWAY | I | CEO, CIO | NA | Control |
| DOBBS, OLIVER, EDWARD CONWAY | I | CEO, CIO | NA | Control |
| DOBBS, OLIVER, EDWARD CONWAY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GEOVANIS, STEVEN, BRADLEY | I | MANAGING DIRECTOR | NA | Control |
| HANSEN, WILLIAM, J | I | DIRECTOR OF FINANCE | NA | Control |
| HANSEN, WILLIAM, J | I | DIRECTOR OF FINANCE | NA | Control |
| HANSEN, WILLIAM, J | I | DIRECTOR OF FINANCE | NA | Control |
| HANSEN, WILLIAM, J | I | DIRECTOR OF FINANCE | NA | Control |
| HANSEN, WILLIAM, J | I | DIRECTOR OF FINANCE | NA | Control |
| HARRELL, JAMES, RICKY | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KANSKY, STEVEN, BRYAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KANSKY, STEVEN, BRYAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KATZAP, SOFIA | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KEMP, JAMES, FREDRICK | I | MANAGING DIRECTOR | NA | Control |
| KEMP, JAMES, FREDRICK | I | MANAGING DIRECTOR | NA | Control |
| KIM, MILLIE | I | DIRECTOR, GENERAL COUNSEL AND SECRETARY | NA | Control |
| KIM, MILLIE | I | DIRECTOR, GENERAL COUNSEL AND SECRETARY | NA | Control |
| KIM, MILLIE | I | DIRECTOR, GENERAL COUNSEL AND SECRETARY | NA | Control |
| KIM, MILLIE | I | DIRECTOR, GENERAL COUNSEL AND SECRETARY | NA | Control |
| KIM, MILLIE | I | DIRECTOR, GENERAL COUNSEL AND SECRETARY | NA | Control |
| LU, JAMES | I | HEAD OF SYSTEMS TRADING | NA | Control |
| LU, JAMES | I | HEAD OF HIGH FREQUENCY TRADING | NA | Control |
| LU, JAMES | I | HEAD OF SYSTEMS TRADING | NA | Control |
| MCAULIFFE, DANIEL, REDMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| MCAULIFFE, DANIEL, REDMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| MCAULIFFE, DANIEL, REDMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| MCAULIFFE, DANIEL, REDMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| NOBLE, ALEXANDRA, MARIE | I | ASSOCIATE GENERAL COUNSEL | NA | |
| NOBLE, ALEXANDRA, MARIE | I | ASSOCIATE GENERAL COUNSEL | NA | |
| NOBLE, ALEXANDRA, MARIE | I | ASSOCIATE GENERAL COUNSEL | NA | |
| SHEA, DENNIS, GERAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEA, DENNIS, GERAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEA, DENNIS, GERAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TREISMAN, MICHAEL, BENNETT | I | ASSOCIATE GENERAL COUNSEL | NA | |
| TREISMAN, MICHAEL, BENNETT | I | ASSOCIATE GENERAL COUNSEL | NA | |
| VENEZIA, WILLIAM, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| VENEZIA, WILLIAM, MICHAEL | I | DIRECTOR & DEPUTY MANAGER | NA | Control |
| VENEZIA, WILLIAM, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| VENEZIA, WILLIAM, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| ZELTER, JAMES, CHARLES | I | DIRECTOR | NA | Control |
| CITIGROUP INVESTMENTS INC. | DE | OWNER | E | Control |
| CITIGROUP INVESTMENTS INC. | DE | OWNER | E | Control |
| CITIGROUP INVESTMENTS INC. | DE | OWNER | E | Control |
| CITIGROUP INVESTMENTS INC. | DE | OWNER | E | Control |
| CITIGROUP INVESTMENTS INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CITIGROUP INC. | DE | CITIGROUP INVESTMENTS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP INVESTMENTS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP INVESTMENTS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP INVESTMENTS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP INVESTMENTS INC. | E | Control |
Registrations
Federal
IA
Sep 29, 2005 REGISTERED
Address
399 PARK AVENUENEW YORK, NY 10043-0001
USA
Phone: 212-559-7742