SECURE RETIREMENT FINANCIAL & INSURANCE SERVICES CORP.
CRD #132777 SEC #801-125823 SAN RAMON, CA 925-855-4300
SEC Registered
Total AUM
$92.4M
Discretionary
$92.4M
Employees
5
Clients
101
Accounts
446
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 21, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Eriksson, Peter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Eriksson, Peter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Eriksson, Peter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Eriksson, Peter | I | CHIEF COMPLIANCE OFFICER | NA | |
| Eriksson, Peter | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOREY, RICHARD, REE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| MOREY, RICHARD, REE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| MOREY, RICHARD, REE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| MOREY, RICHARD, REE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| MOREY, RICHARD, REE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| MOREY, RICHARD, REE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOREY, RICHARD, REE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOREY, RICHARD, REE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOREY, RICHARD, REE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOREY, RICHARD, REE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOREY, RICHARD, REE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOREY, RICHARD, REE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOREY, RICHARD, REE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOREY, RICHARD, REE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| MOREY, RICHARD, REE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| MOREY, RICHARD, REE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | E | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | E | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | E | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | E | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | E | Control |
| MOREY, RICHARD, REE | I | PRESIDENT | D | Control |
| MOREY, RICHARD, REE | I | PRESIDENT | D | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | D | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | D | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | D | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | D | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | D | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | D | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | D | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | D | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | D | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | D | Control |
| RICHARD AND SHERRY MOREY LIVING TRUST | DE | SHAREHOLDER | D | Control |
| WARREN, JEFFREY, MICHAEL | I | PRESIDENT | C | Control |
| WARREN, JEFFREY, MICHAEL | I | PRESIDENT | C | Control |
| WARREN, JEFFREY, MICHAEL | I | PRESIDENT | C | Control |
| WARREN, JEFFREY, MICHAEL | I | PRESIDENT | C | Control |
| WARREN, JEFFREY, MICHAEL | I | PRESIDENT | C | Control |
| WARREN, JEFFREY, MICHAEL | I | PRESIDENT | C | Control |
| WARREN, JEFFREY, MICHAEL | I | PRESIDENT | C | Control |
| WARREN, JEFFREY, MICHAEL | I | PRESIDENT | C | Control |
| WARREN, JEFFREY, MICHAEL | I | PRESIDENT | C | Control |
| WARREN, JEFFREY, MICHAEL | I | PRESIDENT | C | Control |
| WARREN, JEFFREY, MICHAEL | I | PRESIDENT | C | Control |
| WARREN, JEFFREY, MICHAEL | I | SHAREHOLDER | C | Control |
| WARREN, JEFFREY, MICHAEL | I | SHAREHOLDER | C |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MOREY, RICHARD, REE | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | Control |
| MOREY, RICHARD, REE | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | Control |
| MOREY, RICHARD, REE | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | Control |
| MOREY, RICHARD, REE | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | Control |
| MOREY, RICHARD, REE | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | Control |
| MOREY, RICHARD, REE | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | Control |
| MOREY, RICHARD, REE | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | Control |
| MOREY, RICHARD, REE | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | Control |
| MOREY, RICHARD, REE | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | Control |
| MOREY, RICHARD, REE | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | Control |
| MOREY, RICHARD, REE | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | Control |
| MOREY, RICHARD, REE | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | Control |
| Morey, Sherry, Diane | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | |
| Morey, Sherry, Diane | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | |
| Morey, Sherry, Diane | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | |
| Morey, Sherry, Diane | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | |
| Morey, Sherry, Diane | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | |
| Morey, Sherry, Diane | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | |
| Morey, Sherry, Diane | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | |
| Morey, Sherry, Diane | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | |
| Morey, Sherry, Diane | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | |
| Morey, Sherry, Diane | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | |
| Morey, Sherry, Diane | I | RICHARD AND SHERRY MOREY LIVING TRUST | D | |
| Morey, Sherry, Diane | I | RICHARD AND SHERRY MOREY LIVING TRUST | D |
Registrations
Federal
IA
Nov 21, 2025 REGISTERED
Notice Filings (6)
CA CO LA MI OR TX
Address
2333. SAN RAMON VALLEY BOULEVARDSUITE 250
SAN RAMON, CA 94583
United States
Phone: 925-855-4300