THE PROGRAM WORKS, INC.
Legal name: TPW FINANCIAL, INC.
CRD #132797 SEC #801-63724 NEWTON, MA 617-614-9889
SEC Registered
Total AUM
$224M
Discretionary
$220.9M
Employees
4
Clients
26
Accounts
280
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLOUSE, KIMBERLY, RECTOR | I | PRESIDENT | NA | |
| STALEY, CHITRA, RAGHAVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STALEY, CHITRA, RAGHAVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STALEY, CHITRA, RAGHAVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STALEY, CHITRA, RAGHAVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STALEY, CHITRA, RAGHAVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STALEY, CHITRA, RAGHAVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STALEY, CHITRA, RAGHAVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STALEY, CHITRA, RAGHAVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STALEY, CHITRA, RAGHAVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STALEY, CHITRA, RAGHAVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STALEY, CHITRA, RAGHAVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STALEY, JONATHAN, BROOKS INDRA | I | CO-TRUSTEE | NA | Control |
| STALEY, JONATHAN, BROOKS INDRA | I | CO-TRUSTEE | NA | Control |
| STALEY, JONATHAN, BROOKS INDRA | I | CO-TRUSTEE | NA | Control |
| STALEY, JONATHAN, HARRISON | I | CHAIRMAN | NA | Control |
| STALEY, JONATHAN, HARRISON | I | CHAIRMAN | NA | Control |
| STALEY, JONATHAN, HARRISON | I | CHAIRMAN | NA | Control |
| STALEY, STORM, KRISHNA | I | CO-TRUSTEE | NA | Control |
| STALEY, STORM, KRISHNA | I | CO-TRUSTEE | NA | Control |
| STALEY, STORM, KRISHNA | I | CO-TRUSTEE | NA | Control |
| CHITRA STALEY SUBCHAPTER S TRUST | DE | OWNER | E | Control |
| CHITRA STALEY SUBCHAPTER S TRUST | DE | OWNER | E | Control |
| CHITRA STALEY SUBCHAPTER S TRUST | DE | OWNER | E | Control |
| STALEY, JONATHAN, HARRISON | I | CHAIRMAN | E | Control |
| STALEY, JONATHAN, HARRISON | I | CHAIRMAN | E | Control |
| STALEY, JONATHAN, HARRISON | I | CHAIRMAN | E | Control |
| STALEY, JONATHAN, HARRISON | I | CHAIRMAN | E | Control |
| STALEY, JONATHAN, HARRISON | I | CHAIRMAN | E | Control |
| STALEY, JONATHAN, HARRISON | I | CHAIRMAN | E | Control |
| STALEY, JONATHAN, HARRISON | I | CHAIRMAN | E | Control |
| STALEY, JONATHAN, HARRISON | I | CHAIRMAN | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CHITRA STALEY SUBCHAPTER S TRUST | DE | TPW FINANCIAL, INC. | F | Control |
| CHITRA STALEY SUBCHAPTER S TRUST | DE | TPW FINANCIAL, INC. | F | Control |
| CHITRA STALEY SUBCHAPTER S TRUST | DE | TPW FINANCIAL, INC. | F | Control |
| STALEY, JONATHAN, BROOKS INDRA | I | CHITRA STALEY SUBCHAPTER S TRUST | F | Control |
| STALEY, JONATHAN, BROOKS INDRA | I | CHITRA STALEY SUBCHAPTER S TRUST | F | Control |
| STALEY, JONATHAN, BROOKS INDRA | I | CHITRA STALEY SUBCHAPTER S TRUST | F | Control |
| STALEY, STORM, KRISHNA | I | CHITRA STALEY SUBCHAPTER S TRUST | F | Control |
| STALEY, STORM, KRISHNA | I | CHITRA STALEY SUBCHAPTER S TRUST | F | Control |
| STALEY, STORM, KRISHNA | I | CHITRA STALEY SUBCHAPTER S TRUST | F | Control |
Registrations
Federal
IA
Mar 25, 2013 REGISTERED
Notice Filings (1)
MA
Address
450 LEXINGTON STREETSUITE 203
NEWTON, MA 02466
United States
Phone: 617-614-9889