FIRST RESPONDERS FINANCIAL SERVICES, LLC
CRD #132854 SEC #801-67971 NEW YORK, NY 212-573-8700
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 21, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAREY, WILLIAM, WARD | I | DIRECTOR | NA | |
| HAYDEN, PETER, EDWARD | I | VICE CHAIRMAN | NA | Control |
| SMITH, DENNIS, EDWARD | I | CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, SEAN, PARTRICK | I | DIRECTOR | NA | |
| STERNE, RICHARD, JUSTIN | I | DIRECTOR | NA | |
| FIRST RESPONDERS SERVICES, LLC | DE | MEMBER | D | Control |
Registrations
Federal
IA
May 21, 2007 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
545 FIFTH AVENUENEW YORK, NY 10017
USA
Phone: 212-573-8700