THREE POINTS FINANCIAL, INC.
CRD #132897 SEC #801-123334 COLORADO SPRINGS, CO 719-495-7163
SEC Registered
Total AUM
$119.2M
Discretionary
$0
Employees
2
Clients
51
Accounts
258
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 8, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALPERS, MARY, REID | I | PRESIDENT/CCO | E | Control |
| ALPERS, MARY, REID | I | PRESIDENT | E | Control |
| ALPERS, MARY, REID | I | PRESIDENT | E | Control |
| ALPERS, MARY, REID | I | PRESIDENT | E | Control |
| ALPERS, MARY, REID | I | PRESIDENT | E | Control |
| ALPERS, MARY, REID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERS, MARY, REID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| Cruice, Steven, Francis | I | TREASURER/CCO | C | Control |
| Cruice, Steven, Francis | I | TREASURER/CCO | C | Control |
| Cruice, Steven, Francis | I | TREASURER | B | Control |
| Cruice, Steven, Francis | I | TREASURER/CCO | B | Control |
| Cruice, Steven, Francis | I | TREASURER/CCO | B | Control |
Registrations
Federal
IA
Mar 8, 2024 REGISTERED
Notice Filings (2)
CO TX
Address
15455 GLENEAGLE DRIVE, STE 205COLORADO SPRINGS, CO 80921
United States
Phone: 719-495-7163