UASNM, INC.
Legal name: UAS WEALTH ADVISORS
CRD #132903 SEC #801-63572 ALBUQUERQUE, NM 505-856-5600
SEC Registered
Total AUM
$398.8M
Discretionary
$390.9M
Employees
6
Clients
251
Accounts
797
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Mexico
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN | NA | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN | NA | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEHRMAN, PETER, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHRMAN, PETER, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHRMAN, PETER, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHRMAN, PETER, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHRMAN, PETER, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHRMAN, PETER, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHRMAN, PETER, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MALOUF, DENNIS, JAMES | I | CEO/PRESIDENT | D | Control |
| MALOUF, DENNIS, JAMES | I | CEO/PRESIDENT\CHIEF COMPLIANCE OFFICER | D | Control |
| MALOUF, DENNIS, JAMES | I | CEO/PRESIDENT\CHIEF COMPLIANCE OFFICER | D | Control |
| MALOUF, DENNIS, JAMES | I | CEO/PRESIDENT | D | Control |
| MALOUF, DENNIS, JAMES | I | CEO/PRESIDENT | D | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF INVESTMENT OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF INVESTMENT OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| HUDSON, KIRK, RANDOLPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | C | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN | C | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN | C | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN | C | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN | C | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | C | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | C | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN | C | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN | C | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN | C | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN | C | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN | C | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN | C | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | CHAIRMAN | C | Control |
| MCDANIEL, DONALD, AUSTIN | I | CHIEF INVESTMENT OFFICER | B | Control |
| MCDANIEL, DONALD, AUSTIN | I | CHIEF INVESTMENT OFFICER | B | Control |
| MCDANIEL, DONALD, AUSTIN | I | CHIEF INVESTMENT OFFICER | B | Control |
| MCDANIEL, DONALD, AUSTIN | I | CHIEF INVESTMENT OFFICER | B | Control |
| MCDANIEL, DONALD, AUSTIN | I | CHIEF INVESTMENT OFFICER | B | Control |
| MCDANIEL, DONALD, AUSTIN | I | CHIEF INVESTMENT OFFICER | B | Control |
| MCDANIEL, DONALD, AUSTIN | I | CHIEF INVESTMENT OFFICER | B | Control |
| MCDANIEL, DONALD, AUSTIN | I | CHIEF INVESTMENT OFFICER | B | Control |
| MCDANIEL, DONALD, AUSTIN | I | CHIEF INVESTMENT OFFICER | B | Control |
| MCDANIEL, DONALD, AUSTIN | I | CHIEF INVESTMENT OFFICER | B | Control |
| MCDANIEL, DONALD, AUSTIN | I | CHIEF INVESTMENT OFFICER | B | Control |
| MCDANIEL, DONALD, AUSTIN | I | CHIEF INVESTMENT OFFICER | B | Control |
| MCDANIEL, DONALD, AUSTIN | I | CHIEF INVESTMENT OFFICER | B | Control |
| MCDANIEL, DONALD, AUSTIN | I | CHIEF INVESTMENT OFFICER | B | Control |
| MCDANIEL, DONALD, AUSTIN | I | CHIEF INVESTMENT OFFICER | B | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | A | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | A | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | A | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | A | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | A | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | A | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | A | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | A | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | A | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | A | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | A | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | A | Control |
| KELLER, MATTHEW, DAVID | I | CHIEF OPERATING OFFICER | A | Control |
Registrations
Federal
IA
Mar 31, 2022 REGISTERED
Notice Filings (5)
CA CO NM TX VT
Address
7601 JEFFFERSON STREET NESUITE 360
ALBUQUERQUE, NM 87109
United States
Phone: 505-856-5600