ATHENA ASSET MANAGEMENT & RESEARCH, LLC
CRD #132909 SEC #801-69463 SAN FRANCISCO, CA 415-829-4333
SEC Registered
Total AUM
$20M
Discretionary
$20M
Employees
1
Clients
--
Accounts
15
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 20, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEE, TODD, ALLEN | I | SOLE MEMBER, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, TODD, ALLEN | I | SOLE MEMBER, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, TODD, ALLEN | I | SOLE MEMBER, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, TODD, ALLEN | I | SOLE MEMBER, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, TODD, ALLEN | I | SOLE MEMBER, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, TODD, ALLEN | I | SOLE MEMBER, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Dec 20, 2012 REGISTERED
Notice Filings (1)
CA
Address
555 CALIFORNIA STREET3RD FLOOR
SAN FRANCISCO, CA 94104-1503
United States
Phone: 415-829-4333