BERGER ASSET MANAGEMENT, INC.
CRD #132945 SEC #801-68911 TURLOCK, CA 209-632-9938
SEC Registered
Total AUM
$35M
Discretionary
$35M
Employees
1
Clients
--
Accounts
120
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Nov 22, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERGER, KEVIN, RICHARD | I | CHIEF COMPLIANCE OFFICER/ PRESIDENT | E | Control |
| BERGER, KEVIN, RICHARD | I | CHIEF COMPLIANCE OFFICER/ PRESIDENT | E | Control |
| BERGER, KEVIN, RICHARD | I | CHIEF COMPLIANCE OFFICER/ PRESIDENT | E | Control |
| BERGER, KEVIN, RICHARD | I | CHIEF COMPLIANCE OFFICER/ PRESIDENT | E | Control |
| BERGER, KEVIN, RICHARD | I | CHIEF COMPLIANCE OFFICER/ PRESIDENT | E | Control |
Registrations
Federal
IA
Nov 22, 2011 REGISTERED
Notice Filings (1)
CA
Address
701 EAST CANAL DRIVETURLOCK, CA 95380
United States
Phone: 209-632-9938