HARMONY INVESTMENT MANAGEMENT, INC.
CRD #132949 SEC #801-63784 BRENTWOOD, TN 615-577-1031
SEC Registered
Total AUM
$43.2M
Discretionary
$42.8M
Employees
1
Clients
--
Accounts
172
Firm Details
- Organization Type
- Corporation
- State of Formation
- Tennessee
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLAU, ERIC, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, MARK, RANDALL | I | CHIEF COMPLIANCE OFFICER - EXECUTIVE VICE PRESIDENT | NA | Control |
| OSUNKWO, DAVID, IJEOMA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATE, JEFFREY, MARK | I | DIRECTOR | NA | Control |
| PATE, JEFFREY, MARK | I | DIRECTOR | NA | Control |
| PATE, JEFFREY, MARK | I | DIRECTOR | NA | Control |
| PATE, JEFFREY, MARK | I | DIRECTOR | NA | Control |
| PHILLIPS, CINDY, G | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPS, CINDY, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| TURNER, DOUGLAS, STUART | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| TURNER, KELLY, RAE | I | SECRETARY | NA | Control |
| CAPITAL L GROUP, LLC | DE | OWNER | E | Control |
| CAPITAL L GROUP, LLC | DE | OWNER | E | Control |
| TURNER, DOUGLAS, STUART | I | CHAIRMAN AND PRESIDENT | E | Control |
| TURNER, DOUGLAS, STUART | I | CHAIRMAN AND PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| TURNER, DOUGLAS, STUART | I | CHAIRMAN AND PRESIDENT | E | Control |
| TURNER, DOUGLAS, STUART | I | PRESIDENT | E | Control |
| TURNER, DOUGLAS, STUART | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| TURNER, DOUGLAS, STUART | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| TURNER, DOUGLAS, STUART | I | CHAIRMAN AND PRESIDENT | E | Control |
| TURNER, DOUGLAS, STUART | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| TURNER, DOUGLAS, STUART | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| TURNER, DOUGLAS, STUART | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PANGEA CAPITAL MANAGEMENT, LLC | DE | CAPITAL L GROUP, LLC | D | Control |
| PANGEA CAPITAL MANAGEMENT, LLC | DE | CAPITAL L GROUP, LLC | D | Control |
| LAKIAN, JOHN, ROBIN | I | CAPITAL L GROUP, LLC | C | Control |
| LAKIAN, JOHN, ROBIN | I | CAPITAL L GROUP, LLC | C | Control |
| LAMM, DIANE, WILSON | I | CAPITAL L GROUP, LLC | C | Control |
| LAMM, DIANE, WILSON | I | CAPITAL L GROUP, LLC | C | Control |
Registrations
Federal
IA
Apr 2, 2012 REGISTERED
Notice Filings (3)
AL TN TX
Address
103 CONTINENTAL PLACESUITE 100
BRENTWOOD, TN 37027-1042
United States
Phone: 615-577-1031