GLENWOOD INVESTMENT GROUP, LLC
CRD #132950 SEC #801-121991 MANCHESTER, NH 603-606-3391
SEC Registered
Total AUM
$170.6M
Discretionary
$165.7M
Employees
5
Clients
25
Accounts
943
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Hampshire
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 7, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STEPHEN, CHARLES, LEONARD | I | RELATIONSHIP MANAGER | NA | |
| STEPHEN, THOMAS, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEPHEN, THOMAS, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEPHEN, CHARLES, LEONARD | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHEN, CHARLES, LEONARD | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHEN, CHARLES, LEONARD | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHEN, CHARLES, LEONARD | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHEN, CHARLES, LEONARD | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHEN, CHARLES, LEONARD | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHEN, CHARLES, LEONARD | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHEN, CHARLES, LEONARD | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHEN, CHARLES, LEONARD | I | MANAGING MEMBER | E | Control |
| STEPHEN, CHARLES, LEONARD | I | MANAGING MEMBER | E | Control |
| STEPHEN, THOMAS, JOHN | I | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHEN, THOMAS, JOHN | I | PRINCIPAL; CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHEN, THOMAS, JOHN | I | PRINCIPAL; CHIEF COMPLIANCE OFFICER | E | Control |
| STEPHEN, THOMAS, JOHN | I | PRINCIPAL; CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 7, 2025 REGISTERED
Notice Filings (6)
AZ FL MA NH TX VT
Address
814 ELM STREETSUITE 503
MANCHESTER, NH 03101
United States
Phone: 603-606-3391