RIA Intelligence

PROXY GOVERNANCE, INC.

CRD #132959 SEC #801-63632 VIENNA, VA 703-245-5800
SEC Registered
Total AUM
--
Discretionary
--
Employees
--
Clients
0
Accounts
--

Firm Details

Organization Type
Corporation
State of Formation
Virginia
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 16, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
D'AMBROSIO, JODI, LYNNIVICE PRESIDENT, VOTING PLATFORMNA Control
D'AMBROSIO, JODI, LYNNIVICE PRESIDENT, VOTING PLATFORMNA Control
D'AMBROSIO, JODI, LYNNIVICE PRESIDENT, VOTING PLATFORMNA Control
D'AMBROSIO, JODI, LYNNIVICE PRESIDENT, VOTING PLATFORMNA Control
D'AMBROSIO, JODI, LYNNIVICE PRESIDENT, VOTING PLATFORMNA Control
D'AMBROSIO, JODI, LYNNIVICE PRESIDENT, VOTING PLATFORMNA Control
D'AMBROSIO, JODI, LYNNIVICE PRESIDENT, VOTING PLATFORMNA Control
D'AMBROSIO, JODI, LYNNIVICE PRESIDENT, VOTING PLATFORMNA Control
D'AMBROSIO, JODI, LYNNIVICE PRESIDENT, VOTING PLATFORMNA Control
FENN, SCOTT, ALANIMANAGING DIRECTOR OF POLICYNA Control
FENN, SCOTT, ALANIMANAGING DIRECTOR OF POLICYNA Control
FENN, SCOTT, ALANIMANAGING DIRECTOR OF POLICYNA Control
FENN, SCOTT, ALANIMANAGING DIRECTOR OF POLICYNA Control
FENN, SCOTT, ALANIMANAGING DIRECTOR OF POLICYNA Control
FENN, SCOTT, ALANIMANAGING DIRECTOR OF POLICYNA Control
FENN, SCOTT, ALANIMANAGING DIRECTOR OF POLICYNA Control
GONZALES, AARON, MATTHEWIVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
HELLMAN, GLEN, ANDREWIPRESIDENT, COONA Control
HELLMAN, GLEN, ANDREWIPRESIDENT, COONA Control
HOGAN, MICHAEL, JAMESIEVP/GENERAL COUNSELNA Control
HOGAN, MICHAEL, JAMESIEVP/GENERAL COUNSELNA Control
HOGAN, MICHAEL, JAMESIEVP/GENERAL COUNSELNA Control
HOGAN, MICHAEL, JAMESIEVP/GENERAL COUNSELNA Control
HOGAN, MICHAEL, JAMESIEVP/GENERAL COUNSELNA Control
HOGAN, MICHAEL, JAMESIEVP/GENERAL COUNSELNA Control
HOGAN, MICHAEL, JAMESIEXECUTIVE VICE PRESIDENTNA Control
KUYKENDALL, RONALD, CHARLESIVICE PRESIDENT OF CORPORATE COMMUNICATIONSNA Control
KUYKENDALL, RONALD, CHARLESIVICE PRESIDENT OF CORPORATE COMMUNICATIONSNA Control
MELICAN, JAMES, PATRICKICHAIRMANNA Control
MELICAN, JAMES, PATRICKICHAIRMANNA Control
MELICAN, JAMES, PATRICKICHAIRMANNA Control
MELICAN, JAMES, PATRICKICHAIRMANNA Control
MELICAN, JAMES, PATRICKIPRESIDENT AND MANAGING DIRECTORNA Control
MELICAN, JAMES, PATRICKICHAIRMANNA Control
MELICAN, JAMES, PATRICKICHAIRMANNA Control
MELICAN, JAMES, PATRICKICHAIRMANNA Control
NEWBURY, ALESANDRA, MONACOIVP OF RESEARCHNA Control
NEWBURY, ALESANDRA, MONACOIVP OF RESEARCHNA Control
NEWBURY, ALESANDRA, MONACOIVP OF RESEARCHNA Control
NEWBURY, ALESANDRA, MONACOIVP OF RESEARCHNA Control
NEWBURY, ALESANDRA, MONACOIVP OF RESEARCHNA Control
NEWBURY, ALESANDRA, MONACOIVP OF RESEARCHNA Control
NEWBURY, ALESANDRA, MONACOIVP OF RESEARCHNA Control
NEWBURY, ALESANDRA, MONACOIVP OF RESEARCHNA Control
NEWBURY, ALESANDRA, MONACOIDEPUTY COO & MANAGING DIRECTOR OF POLICY AND RESEARCHNA Control
PRESTON, DIANA, LICORPORATE COUNSELNA Control
RYAN, MICHAEL, JOSEPHIPRESIDENT/COONA Control
RYAN, MICHAEL, JOSEPHIPRESIDENT/COONA Control
RYAN, MICHAEL, JOSEPHIPRESIDENT/COONA Control
RYAN, MICHAEL, JOSEPHIPRESIDENT/COONA Control
SMITH, JEFFREY, ROBERTICHIEF COMPLIANCE OFFICERNA Control
SMITH, JEFFREY, ROBERTICHIEF COMPLIANCE OFFICERNA Control
SMITH, JEFFREY, ROBERTICHIEF COMPLIANCE OFFICERNA Control
SMITH, JEFFREY, ROBERTICHIEF COMPLIANCE OFFICERNA Control
SMITH, JEFFREY, ROBERTICHIEF COMPLIANCE OFFICERNA Control
SMITH, JEFFREY, ROBERTICHIEF COMPLIANCE OFFICERNA Control
SMITH, JEFFREY, ROBERTICHIEF COMPLIANCE OFFICERNA Control
SMITH, JEFFREY, ROBERTICHIEF COMPLIANCE OFFICERNA Control
VIGRASS, GREGORY, MICHAELIEXECUTIVE VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALESNA Control
VIGRASS, GREGORY, MICHAELIEXECUTIVE VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALESNA Control
VIGRASS, GREGORY, MICHAELIEXECUTIVE VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALESNA Control
VIGRASS, GREGORY, MICHAELIEXECUTIVE VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALESNA Control
VIGRASS, GREGORY, MICHAELIEXECUTIVE VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALESNA Control
VIGRASS, GREGORY, MICHAELIEXECUTIVE VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALESNA Control
VIGRASS, GREGORY, MICHAELIEXECUTIVE VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALESNA Control
VIGRASS, GREGORY, MICHAELIEXECUTIVE VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALESNA Control
VIGRASS, GREGORY, MICHAELIEXECUTIVE VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALESNA Control
WALLMAN, STEVEN, MARK HARTEIDIRECTORNA Control
WALLMAN, STEVEN, MARK HARTEIDIRECTORNA Control
WALLMAN, STEVEN, MARK HARTEIDIRECTORNA Control
WESCOTT, SHIRLEY, ANNEIMANAGING DIRECTOR OF POLICYNA Control
WESTCOTT, SHIRLEY, ANNEIMANAGING DIRECTOR OF POLICYNA Control
WESTCOTT, SHIRLEY, ANNEIMANAGING DIRECTOR OF POLICYNA Control
WESTCOTT, SHIRLEY, ANNEIMANAGING DIRECTOR OF POLICYNA Control
WESTCOTT, SHIRLEY, ANNEIMANAGING DIRECTOR OF POLICYNA Control
WESTCOTT, SHIRLEY, ANNEIMANAGING DIRECTOR OF POLICYNA Control
FOLIOFNDEPARENT COMPANY AND OWNERE Control
FOLIOFNDEPARENT COMPANY AND OWNERE Control
FOLIOFNDEPARENT COMPANY AND OWNERE Control
FOLIOFNDEPARENT COMPANY AND OWNERE Control
FOLIOFNDEPARENT COMPANY AND OWNERE Control
FOLIOFNDEPARENT COMPANY AND OWNERE Control
FOLIOFNDEPARENT COMPANY AND OWNERE Control
FOLIOFNDEPARENT COMPANY AND OWNERE Control
FOLIOFNDEPARENT COMPANY AND OWNERE Control
WALLMAN, STEVEN, MARK HARTEIDIRECTORE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BRODERICK MANAGEMENT LLCDEFISCOP LLCE Control
BRODERICK MANAGEMENT LLCDEFISCOP LLCE Control
BRODERICK MANAGEMENT LLCDEFISCOP LLCE Control
BRODERICK MANAGEMENT LLCDEFISCOP LLCE Control
BRODERICK MANAGEMENT LLCDEFISCOP LLCE Control
BRODERICK MANAGEMENT LLCDEFISCOP LLCE Control
BRODERICK MANAGEMENT LLCDEFISCOP LLCE Control
BRODERICK MANAGEMENT LLCDEFISCOP LLCE Control
BRODERICK MANAGEMENT LLCDEFISCOP LLCE Control
FISCOP LLCDEFOLIOFN INCE Control
FISCOP LLCDEFOLIOFN INCE Control
FISCOP LLCDEFOLIOFN INCE Control
FISCOP LLCDEFOLIOFN INCE Control
FISCOP LLCDEFOLIOFN INCE Control
FISCOP LLCDEFOLIOFN INCE Control
FISCOP LLCDEFOLIOFN INCE Control
FISCOP LLCDEFOLIOFN INCE Control
FISCOP LLCDEFOLIOFN INCE Control
GETTY, GORDON, PETERIBRODERICK MANAGEMENT LLCE Control
GETTY, GORDON, PETERIBRODERICK MANAGEMENT LLCE Control
GETTY, GORDON, PETERIBRODERICK MANAGEMENT LLCE Control
GETTY, GORDON, PETERIBRODERICK MANAGEMENT LLCE Control
GETTY, GORDON, PETERIBRODERICK MANAGEMENT LLCE Control
GETTY, GORDON, PETERIBRODERICK MANAGEMENT LLCE Control
GETTY, GORDON, PETERIBRODERICK MANAGEMENT LLCE Control
GETTY, GORDON, PETERIBRODERICK MANAGEMENT LLCE Control
GETTY, GORDON, PETERIBRODERICK MANAGEMENT LLCE Control
WALLMAN, STEVEN, MARK HARTEIFOLIOFN INCE Control
WALLMAN, STEVEN, MARK HARTEIFOLIOFN INCE Control
WALLMAN, STEVEN, MARK HARTEIFOLIOFN INCE Control
WALLMAN, STEVEN, MARK HARTEIFOLIOFN INCE Control
WALLMAN, STEVEN, MARK HARTEIFOLIOFN INCE Control
WALLMAN, STEVEN, MARK HARTEIFOLIOFN INCE Control
WALLMAN, STEVEN, MARK HARTEIFOLIOFN INCE Control
WALLMAN, STEVEN, MARK HARTEIFOLIOFN INCE Control
WALLMAN, STEVEN, MARK HARTEIFOLIOFN INCE Control
MVC CAPITAL, INCDEFOLIOFN INCC Control
MVC CAPITAL, INCDEFOLIOFN INCC Control
MVC CAPITAL, INCDEFOLIOFN INCC Control
MVC CAPITAL, INCDEFOLIOFN INCC Control
MVC CAPITAL, INCDEFOLIOFN INCC Control
MVC CAPITAL, INCDEFOLIOFN INCC Control
MVC CAPITAL, INCDEFOLIOFN INCC Control
MVC CAPITAL, INCDEFOLIOFN INCC Control
MVC CAPITAL, INCDEFOLIOFN INCC Control

Registrations

Federal

IA
Feb 16, 2007 REGISTERED

Notice Filings (2)

NY VA

Address

8000 TOWERS CRESCENT DRIVE
SUITE 1500
VIENNA, VA 22182
USA
Phone: 703-245-5800