RIA Intelligence

THIRD WAVE GLOBAL INVESTORS, LLC

Legal name: THIRD WAVE GLOBAL INVESTORS

CRD #132961 SEC #801-64044 GREENWICH, CT 203-983-5387
SEC Registered
Total AUM
$47.4M
Discretionary
$47.4M
Employees
5
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 20, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BIRNBAUM, ROBERT, DAVIDIPRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBERD Control
BIRNBAUM, ROBERT, DAVIDIPRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBERD Control
SMITH, LAURENCE, ROBERTICHAIRMAN, CHIEF INVESTMENT OFFICER AND MANAGING MEMBERD Control
SMITH, LAURENCE, ROBERTICHAIRMAN, CHIEF INVESTMENT OFFICER AND MANAGING MEMBERD Control

Registrations

Federal

IA
Sep 20, 2005 REGISTERED

Notice Filings (1)

CT

Address

10 GLENVILLE STREET
GREENWICH, CT 06831-3681
USA
Phone: 203-983-5387