CAVALRY MANAGEMENT GROUP, LLC
Legal name: CAVALRY ASSET MANAGEMENT
CRD #132976 SEC #801-63629 SAN FRANCISCO, CA 415-439-7000
SEC Registered Private Funds
Total AUM
$2B
Discretionary
$2B
Employees
11
Clients
--
Accounts
16
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BINDEMAN, WILLIAM, HARLAN | I | CHIEF COMPLIANCE OFFICER, CFO | NA | |
| BINDEMAN, WILLIAM, HARLAN | I | CHIEF FINANCIAL OFFICER | NA | |
| BINDEMAN, WILLIAM, HARLAN | I | CHIEF COMPLIANCE OFFICER, CFO | NA | |
| BINDEMAN, WILLIAM, HARLAN | I | CHIEF FINANCIAL OFFICER | NA | |
| BINDEMAN, WILLIAM, HARLAN | I | CHIEF FINANCIAL OFFICER | NA | |
| BINDEMAN, WILLIAM, HARLAN | I | CHIEF COMPLIANCE OFFICER, CFO | NA | |
| BINDEMAN, WILLIAM, HARLAN | I | CHIEF FINANCIAL OFFICER | NA | |
| BINDEMAN, WILLIAM, HARLAN | I | CHIEF FINANCIAL OFFICER | NA | |
| BROWN, KELLI, DANIELLA | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | |
| BROWN, KELLI, DANIELLA | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | |
| LIETZKE, DAVID, MICHAEL | I | MEMBER, OPERATING COMMITTEE | NA | Control |
| LIETZKE, DAVID, MICHAEL | I | MEMBER, OPERATING COMMITTEE | NA | Control |
| LIETZKE, DAVID, MICHAEL | I | MEMBER, OPERATING COMMITTEE | NA | Control |
| LIETZKE, DAVID, MICHAEL | I | MEMBER, OPERATING COMMITTEE | NA | Control |
| LIETZKE, DAVID, MICHAEL | I | MEMBER, OPERATING COMMITTEE | NA | Control |
| LIETZKE, DAVID, MICHAEL | I | MEMBER, OPERATING COMMITTEE | NA | Control |
| LIETZKE, DAVID, MICHAEL | I | MEMBER, OPERATING COMMITTEE | NA | Control |
| LIETZKE, DAVID, MICHAEL | I | MEMBER, OPERATING COMMITTEE | NA | Control |
| MILANI, JOHN, FARAMARZ | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | |
| MILANI, JOHN, FARAMARZ | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | |
| MILANI, JOHN, FARAMARZ | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | |
| MISRA, SRIKANT | I | MEMBER, OPERATING COMMITTEE, TRADER | NA | Control |
| MISRA, SRIKANT | I | MEMBER, OPERATING COMMITTEE, TRADER | NA | Control |
| MISRA, SRIKANT | I | MEMBER, OPERATING COMMITTEE, TRADER | NA | Control |
| ROMANEK, TERESA, ANN | I | MEMBER, OPERATING COMMITTEE | NA | Control |
| ROMANEK, TERESA, ANN | I | MEMBER, OPERATING COMMITTEE | NA | Control |
| ROMANEK, TERESA, ANN | I | MEMBER, OPERATING COMMITTEE | NA | Control |
| ROMANEK, TERESA, ANN | I | MEMBER, OPERATING COMMITTEE | NA | Control |
| ROMANEK, TERESA, ANN | I | MEMBER, OPERATING COMMITTEE | NA | Control |
| ROMANEK, TERESA, ANN | I | MEMBER, OPERATING COMMITTEE | NA | Control |
| ROMANEK, TERESA, ANN | I | MEMBER, OPERATING COMMITTEE | NA | Control |
| HURLEY, JOHN, K. | I | MANAGING MEMBER, OPERATING COMMITTEE | C | Control |
| HURLEY, JOHN, K. | I | MANAGING MEMBER, OPERATING COMMITTEE | C | Control |
| HURLEY, JOHN, K. | I | MANAGING MEMBER, OPERATING COMMITTEE | C | Control |
| HURLEY, JOHN, K. | I | MANAGING MEMBER, OPERATING COMMITTEE | C | Control |
| HURLEY, JOHN, KENNEDY | I | MANAGING MEMBER, OPERATING COMMITTEE | C | Control |
| HURLEY, JOHN, KENNEDY | I | MANAGING MEMBER, OPERATING COMMITTEE | C | Control |
| HURLEY, JOHN, KENNEDY | I | MANAGING MEMBER, OPERATING COMMITTEE | C | Control |
| HURLEY, JOHN, KENNEDY | I | MANAGING MEMBER, OPERATING COMMITTEE | C | Control |
| TGK VENTURES, LLC | DE | MEMBER | C | Control |
| TGK VENTURES, LLC | DE | MEMBER | C | Control |
| TGK VENTURES, LLC | DE | MEMBER | C | Control |
| TGK VENTURES, LLC | DE | MEMBER | C | Control |
| TGK VENTURES, LLC | DE | MEMBER | C | Control |
| TGK VENTURES, LLC | DE | MEMBER | C | Control |
| TGK VENTURES, LLC | DE | MEMBER | C | Control |
| TGK VENTURES, LLC | DE | MEMBER | C | Control |
| MISRA, SRIKANT | I | MEMBER, OPERATING COMMITTEE, HEAD TRADER | A | Control |
| MISRA, SRIKANT | I | MEMBER, OPERATING COMMITTEE, HEAD TRADER | A | Control |
| MISRA, SRIKANT | I | MEMBER, OPERATING COMMITTEE, TRADER | A | Control |
| MISRA, SRIKANT | I | MEMBER, OPERATING COMMITTEE, HEAD TRADER | A | Control |
| ROMANEK, TERESA, ANN | I | MEMBER, OPERATING COMMITTEE | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HURLEY, JOHN, K. | I | TGK VENTURES, LLC | E | Control |
| HURLEY, JOHN, K. | I | TGK VENTURES, LLC | E | Control |
| HURLEY, JOHN, K. | I | TGK VENTURES, LLC | E | Control |
| HURLEY, JOHN, K. | I | TGK VENTURES, LLC | E | Control |
| HURLEY, JOHN, KENNEDY | I | TGK VENTURES, LLC | E | Control |
| HURLEY, JOHN, KENNEDY | I | TGK VENTURES, LLC | E | Control |
| HURLEY, JOHN, KENNEDY | I | TGK VENTURES, LLC | E | Control |
| HURLEY, JOHN, KENNEDY | I | TGK VENTURES, LLC | E | Control |
Registrations
Federal
IA
Mar 28, 2012 REGISTERED
Notice Filings (9)
CA CT DE FL IL MA NV RI WA
Address
TWO EMBARCADERO CENTERSUITE 600
SAN FRANCISCO, CA 94111
United States
Phone: 415-439-7000