RIA Intelligence

STEEPLE CAPITAL L.P.

CRD #133002 SEC #801-63955 SAN FRANCISCO, CA 415-403-5850
SEC Registered
Total AUM
$332.3M
Discretionary
$332.3M
Employees
--
Clients
--
Accounts
5

Firm Details

Organization Type
Partnership
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BARNES, SWIFT, CHURCHILLICFO, CCONA
JENNINGS, WILLIAMICHIEF COMPLIANCE OFFICERNA Control
JENNINGS, WILLIAM, JAMESICFO, CCONA Control
STEEPLE CAPITAL LLCDEGENERAL PARTNERNA Control
STEEPLE CAPITAL LLCDEGENERAL PARTNERNA Control
STEEPLE CAPITAL LLCDEGENERAL PARTNERNA Control
REGAN, JOHN, JAMESICEO, LPE Control
REGAN, JOHN, JAMESICEO, LPE Control
REGAN, JOHN, JAMESICEO, LPE Control
GREEN, JEREMY, CHARLESIMANAGING DIRECTOR, LPC Control
GREEN, JEREMY, CHARLESIMANAGING DIRECTOR, LPC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
REGAN, JOHN, JAMESISTEEPLE CAPITAL LLCE Control
REGAN, JOHN, JAMESISTEEPLE CAPITAL LLCE Control
REGAN, JOHN, JAMESISTEEPLE CAPITAL LLCE Control

Registrations

Federal

IA
Mar 30, 2007 REGISTERED

Notice Filings (2)

CA NY

Address

100 SPEAR ST
SUITE 520
SAN FRANCISCO, CA 94105
USA
Phone: 415-403-5850