KALOS MANAGEMENT, INC.
Legal name: KALOS MANAGEMENT
CRD #133025 SEC #801-65182 PONTE VEDRA BEACH, FL 770-407-5401
SEC Registered
Total AUM
$128.6M
Discretionary
$128.6M
Employees
5
Clients
1
Accounts
1,174
Firm Details
- Organization Type
- Corporation
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 16, 2023
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DILLON, JOHN, JOSEPH | I | CCO | NA | |
| DILLON, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DILLON, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DILLON, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DILLON, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DILLON, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DILLON, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, CHRISSY, A | I | CHIEF OPERATING OFFICER | NA | Control |
| LEE, CHRISSY, A | I | CHIEF OPERATING OFFICER | NA | Control |
| LEE, CHRISSY, A | I | CHIEF OPERATING OFFICER | NA | Control |
| LEE, CHRISSY, A | I | CHIEF OPERATING OFFICER | NA | Control |
| LEE, CHRISSY, A | I | PRESIDENT | NA | Control |
| LEE, CHRISSY, A | I | CHIEF OPERATING OFFICER | NA | Control |
| LEE, CHRISSY, A | I | PRESIDENT | NA | Control |
| LEE, CHRISSY, A | I | CHIEF OPERATING OFFICER | NA | Control |
| LEE, CHRISSY, A | I | PRESIDENT | NA | Control |
| LEE, CHRISSY, A | I | CHIEF OPERATING OFFICER | NA | Control |
| LEE, CHRISSY, A | I | PRESIDENT | NA | Control |
| WILDERMUTH, CAROL, JEAN | I | CFO | NA | Control |
| WILDERMUTH, CAROL, JEAN | I | CFO | NA | Control |
| WILDERMUTH, CAROL, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDERMUTH, CAROL, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDERMUTH, CAROL, JEAN | I | CFO | NA | Control |
| WILDERMUTH, CAROL, JEAN | I | CFO | NA | Control |
| WILDERMUTH, CAROL, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDERMUTH, CAROL, JEAN | I | CFO | NA | Control |
| WILDERMUTH, CAROL, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILDERMUTH, CAROL, JEAN | I | CFO | NA | Control |
| WILDERMUTH, CAROL, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JOHN, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALOS FINANCIAL, INC. | DE | OWNER | E | Control |
| KALOS FINANCIAL, INC. | DE | OWNER | E | Control |
| KALOS FINANCIAL, INC. | DE | OWNER | E | Control |
| KALOS FINANCIAL, INC. | DE | OWNER | E | Control |
| KALOS FINANCIAL, INC. | DE | OWNER | E | Control |
| KALOS FINANCIAL, INC. | DE | OWNER | E | Control |
| KALOS FINANCIAL, INC. | DE | OWNER | E | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | D | Control |
| WILDERMUTH, CAROL, JEAN | I | VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, CAROL, JEAN | I | COO | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
| WILDERMUTH, DANIEL, LLOYD | I | CEO & PRESIDENT | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WILDERMUTH, DANIEL, LLOYD | I | THE NOUVEAU JOUR TRUST | F | |
| WILDERMUTH, DANIEL, LLOYD | I | THE NOUVEAU JOUR TRUST | F | |
| WILDERMUTH, DANIEL, LLOYD | I | THE NOUVEAU JOUR TRUST | F | |
| WILDERMUTH, DANIEL, LLOYD | I | THE NOUVEAU JOUR TRUST | F | |
| WILDERMUTH, DANIEL, LLOYD | I | THE NOUVEAU JOUR TRUST | F | |
| WILDERMUTH, DANIEL, LLOYD | I | THE NOUVEAU JOUR TRUST | F | |
| WILDERMUTH, DANIEL, LLOYD | I | THE NOUVEAU JOUR TRUST | F | |
| THE NOUVEAU JOUR TRUST | DE | KALOS FINANCIAL, INC. | E | Control |
| THE NOUVEAU JOUR TRUST | DE | KALOS FINANCIAL, INC. | E | Control |
| THE NOUVEAU JOUR TRUST | DE | KALOS FINANCIAL, INC. | E | Control |
| THE NOUVEAU JOUR TRUST | DE | KALOS FINANCIAL, INC. | E | Control |
| THE NOUVEAU JOUR TRUST | DE | KALOS FINANCIAL, INC. | E | Control |
| THE NOUVEAU JOUR TRUST | DE | KALOS FINANCIAL, INC. | E | Control |
| THE NOUVEAU JOUR TRUST | DE | KALOS FINANCIAL, INC. | E | Control |
Registrations
Federal
IA
Mar 16, 2023 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
818 A1A NSTE. 30
PONTE VEDRA BEACH, FL 32082
United States
Phone: 770-407-5401