PERGAMON ADVISORS, LLC

CRD #133037 SEC #801-63743 NEW YORK, NY 212-838-7000

SEC Registered

Total AUM

$53.6M

Discretionary

$53.6M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Sep 19, 2005
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
COULTER, CHAD, WILLIAM	I	LEGAL COUNSEL /CHIEF COMPLIANCE OFFICER	NA	Control
COULTER, CHAD, WILLIAM	I	GENERAL COUNSEL /CHIEF COMPLIANCE OFFICER	NA	Control
COULTER, CHAD, WILLIAM	I	CHIEF COMPLIANCE OFFICER	NA	Control
FELDMAN, BRIAN, MATTHEW	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
FELDMAN, BRIAN, MATTHEW	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
FELDMAN, BRIAN, MATTHEW	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
FISCHER, AARON, MARK	I	CHIEF FINANCIAL OFFICER	NA	Control
FISCHER, AARON, MARK	I	CHIEF FINANCIAL OFFICER	NA	Control
FLEMING, CATHERINE, MARIE	I	CHIEF OPERATING OFFICER	NA	Control
FLEMING, CATHERINE, MARIE	I	CHIEF OPERATING OFFICER	NA	Control
FLEMING, CATHERINE, MARIE	I	CHIEF OPERATING OFFICER	NA	Control
FLEMING, CATHERINE, MARIE	I	CHIEF OPERATING OFFICER	NA	Control
FLEMING, CATHERINE, MARIE	I	CHIEF OPERATING OFFICER	NA	Control
FLEMING, CATHERINE, MARIE	I	CHIEF OPERATING OFFICER	NA	Control
FLEMING, CATHERINE, MARIE	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
FLEMING, CATHERINE, MARIE	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
LLOYD, WILLIAM, THOMAS	I	MANAGING DIRECTOR	NA	Control
LLOYD, WILLIAM, THOMAS	I	MANAGING DIRECTOR	NA	Control
ROSENKRANZ, ROBERT	I	CHIEF INVESTMENT OFFICER/MANAGING MEMBER	E	Control
ROSENKRANZ, ROBERT	I	CHIEF EXECUTIVE OFFICER/MANAGING MEMBER	E	Control
ROSENKRANZ, ROBERT	I	CHIEF INVESTMENT OFFICER/MANAGING MEMBER	E	Control
PHEASANT WALK INC.	DE	MEMBER	D	Control
PHEASANT WALK INC.	DE	MEMBER	D	Control
PHEASANT WALK INC.	DE	MEMBER	D	Control
PHEASANT WALK INC.	DE	MEMBER	D	Control
PHEASANT WALK INC.	DE	MEMBER	D	Control
PHEASANT WALK INC.	DE	MEMBER	D	Control
PHEASANT WALK INC.	DE	MEMBER	D	Control
PHEASANT WALK INC.	DE	MEMBER	D	Control
SABOT, GARY	I	DIRECTOR-RISK MANAGEMENT/MEMBER	C	Control
SABOT, GARY	I	CHIEF INVESTMENT OFFICER/MEMBER	C	Control
SABOT, GARY	I	CHIEF INVESTMENT OFFICER/MEMBER	C	Control
SABOT, GARY	I	DIRECTOR-RISK MANAGEMENT/MEMBER	C	Control
SABOT, GARY	I	CHIEF INVESTMENT OFFICER/MEMBER	C	Control
SABOT, GARY	I	CHIEF INVESTMENT OFFICER/MEMBER	C	Control
SABOT, GARY	I	CHIEF INVESTMENT OFFICER/MEMBER	C	Control
SABOT, GARY	I	CHIEF INVESTMENT OFFICER/MEMBER	C	Control
ROSENKRANZ, ROBERT	I	CHIEF EXECUTIVE OFFICER/MANAGING MEMBER	A	Control
ROSENKRANZ, ROBERT	I	CHIEF EXECUTIVE OFFICER/MANAGING MEMBER	A	Control
ROSENKRANZ, ROBERT	I	CHIEF EXECUTIVE OFFICER/MANAGING MEMBER	A	Control
ROSENKRANZ, ROBERT	I	CHIEF EXECUTIVE OFFICER/MANAGING MEMBER	A	Control
ROSENKRANZ, ROBERT	I	CHIEF EXECUTIVE OFFICER/MANAGING MEMBER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BERGMAN, STANLEY, NELSON	I	ROBERT ROSENKRANZ FAMILY TRUST	F	Control
BERGMAN, STANLEY, NELSON	I	ROBERT ROSENKRANZ FAMILY TRUST	F	Control
BERGMAN, STANLEY, NELSON	I	ROBERT ROSENKRANZ FAMILY TRUST	F	Control
ROSENKRANZ, ROBERT	I	PHEASANT WALK INC	D	Control
ROSENKRANZ, ROBERT	I	PHEASANT WALK INC	D	Control
ROSENKRANZ, ROBERT	I	PHEASANT WALK INC	D	Control
ROSENKRANZ, ROBERT	I	PHEASANT WALK INC	D	Control
ROSENKRANZ, ROBERT	I	PHEASANT WALK INC	D	Control
ROBERT ROSENKRANZ FAMILY TRUST	DE	PHEASANT WALK INC.	C	Control
ROBERT ROSENKRANZ FAMILY TRUST	DE	PHEASANT WALK INC.	C	Control
ROBERT ROSENKRANZ FAMILY TRUST	DE	PHEASANT WALK INC.	C	Control

Registrations

Federal

Sep 19, 2005 REGISTERED

Address

590 MADISON AVENUE
30TH FLOOR
NEW YORK, NY 10022
USA

Phone: 212-838-7000