PROXIMA CAPITAL MANAGEMENT, LLC
CRD #133043 SEC #801-67912 NEW YORK CITY, NY 212-897-5717
SEC Registered Private Funds
Total AUM
$186.1M
Discretionary
$186.1M
Employees
4
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARROLL, DANIEL, PETER | I | SENIOR ANALYST/MEMBER | NA | |
| CARROLL, DANIEL, PETER | I | SENIOR ANALYST/MEMBER | NA | |
| CARROLL, DANIEL, PETER | I | SENIOR ANALYST/MEMBER | NA | |
| CARROLL, DANIEL, PETER | I | SENIOR ANALYST/MEMBER | NA | |
| CARROLL, DANIEL, PETER | I | SENIOR ANALYST/MEMBER | NA | |
| CARROLL, DANIEL, PETER | I | SENIOR ANALYST/MEMBER | NA | |
| CARROLL, DANIEL, PETER | I | SENIOR ANALYST/MEMBER | NA | |
| DONNELLY, SCOTT, ROBERT | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| DONNELLY, SCOTT, ROBERT | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| DONNELLY, SCOTT, ROBERT | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| DONNELLY, SCOTT, ROBERT | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMARTIN, MATHEW, GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KRAUSE, JANINE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JANINE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JANINE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JANINE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JANINE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JANINE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUSE, JANINE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TRAVIS, DAVID, NEIL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TRAVIS, DAVID, NEIL | I | CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TRAVIS, DAVID, NEIL | I | CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TRAVIS, DAVID, NEIL | I | CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TRAVIS, DAVID, NEIL | I | CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TRAVIS, DAVID, NEIL | I | CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TRAVIS, DAVID, NEIL | I | DIRECTOR OF BUSINESS DEVELOPMENT AND OPERATIONS | NA | Control |
| TRAVIS, DAVID, NEIL | I | DIRECTOR OF BUSINESS DEVELOPMENT AND OPERATIONS | NA | Control |
| TRAVIS, DAVID, NEIL | I | CHIEF OPERATING OFFICER | NA | Control |
| TRAVIS, DAVID, NEIL | I | DIRECTOR OF BUSINESS DEVELOPMENT AND OPERATIONS | NA | Control |
| MITEVA, YOULIA, K | I | MANAGING MEMBER | E | Control |
| MITEVA, YOULIA, K | I | MANAGING MEMBER | E | Control |
| MITEVA, YOULIA, K | I | MANAGING MEMBER | E | Control |
| MITEVA, YOULIA, K | I | SOLE MEMBER | E | Control |
| MITEVA, YOULIA, K | I | SOLE MEMBER | E | Control |
| MITEVA, YOULIA, K | I | MANAGING MEMBER | E | Control |
| MITEVA, YOULIA, K | I | MANAGING MEMBER | E | Control |
| MITEVA, YOULIA, K | I | MANAGING MEMBER | E | Control |
| MITEVA, YOULIA, K | I | MANAGING MEMBER | E | Control |
| MITEVA, YOULIA, K | I | MANAGING MEMBER | E | Control |
| MITEVA, YOULIA, K | I | MANAGING MEMBER | E | Control |
| ROWLAND, YOULIA, K | I | MANAGING MEMBER | E | Control |
| ROWLAND, YOULIA, K | I | MANAGING MEMBER | E | Control |
| ROWLAND, YOULIA, K | I | MANAGING MEMBER | E | Control |
| ROWLAND, YOULIA, K | I | MANAGING MEMBER | E | Control |
| ROWLAND, YOULIA, K | I | MANAGING MEMBER | E | Control |
| ROWLAND, YOULIA, K | I | MANAGING MEMBER | E | Control |
| SHAHRASEBI, SOHAIL | I | SENIOR ANALYST/MEMBER | A | |
| SHAHRASEBI, SOHAIL | I | SENIOR ANALYST/MEMBER | A | |
| SHAHRASEBI, SOHAIL | I | SENIOR ANALYST/MEMBER | A | |
| TRAN, PHUC (VINCE) | I | SENIOR ANALYST/MEMBER | A | |
| TRAN, PHUC (VINCE) | I | SENIOR ANALYST/MEMBER | A | |
| TRAN, PHUC (VINCE) | I | SENIOR ANALYST/MEMBER | A | |
| TRAN, PHUC (VINCE) | I | SENIOR ANALYST/MEMBER | A | |
| TRAN, PHUC (VINCE) | I | SENIOR ANALYST/MEMBER | A | |
| TRAN, PHUC (VINCE) | I | SENIOR ANALYST/MEMBER | A | |
| TRAN, PHUC (VINCE) | I | SENIOR ANALYST/MEMBER | A | |
| TRAN, PHUC (VINCE) | I | SENIOR ANALYST/MEMBER | A | |
| TRAN, PHUC (VINCE) | I | SENIOR ANALYST/MEMBER | A | |
| TRAN, PHUC (VINCE) | I | SENIOR ANALYST/MEMBER | A |
Registrations
Federal
IA
Mar 26, 2019 REGISTERED
Notice Filings (1)
NY
Address
845 THIRD AVENUE16TH FLOOR
NEW YORK CITY, NY 10022
United States
Phone: 212-897-5717