FAIRLEAD CAPITAL MANAGEMENT, INC.
CRD #133049 SEC #801-63773 NEW YORK, NY 212-858-8328
SEC Registered
Total AUM
$101.8M
Discretionary
$101.8M
Employees
--
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Dec 15, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DORP, DIETER, ALFONS | I | DIRECTOR | NA | Control |
| FORD, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIBBEN, ALAN, ROY | I | DIRECTOR | NA | Control |
| LEE, JANE, CHONGHEE | I | CHIEF OPERATING OFFICER | NA | Control |
| MARANO THOMPSON, MELISSA, ANN | I | VICE-PRESIDENT AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAIMAN, LEE, MICHAEL | I | DIRECTOR, PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| SMTIH, DANIEL, HARLAN | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STANDISH, MARK, ALLAN | I | DIRECTOR | NA | Control |
| RBC USA HOLDCO CORPORATION | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RBC HOLDINGS (USA) INC. | DE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC | E | Control |
Registrations
Federal
IA
Dec 15, 2004 REGISTERED
Address
ONE LIBERTY PLAZA165 BROADWAY, 5TH FLOOR
NEW YORK, NY 10006
USA
Phone: 212-858-8328