MORTON H. SACHS & CO.
Legal name: THE SACHS COMPANY
CRD #13310 SEC #801-11055 LOUISVILLE, KY 502-636-5282
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOBBINS, JENNIFER ELLEN | I | VICE-PRESIDENT | NA | Control |
| DOBBINS, JENNIFER ELLEN | I | VICE-PRESIDENT | NA | Control |
| SACHS, ANDREW NICHOLAS | I | PRESIDENT | NA | Control |
| SACHS, ANDREW NICHOLAS | I | PRESIDENT | NA | Control |
| SACHS, MORTON HART | I | CHAIRMAN, TREASURER, SECRETARY | E | Control |
| SACHS, MORTON HART | I | CHAIRMAN, TREASURER, SECRETARY | E | Control |
| SACHS, MORTON, HART | I | CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SACHS, MORTON, HART | I | CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SACHS, MORTON, HART | I | CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 30, 2007 REGISTERED
Notice Filings (4)
FL IN KY TX
Address
1346 SOUTH THIRD STREETLOUISVILLE, KY 40208
USA
Phone: 502-636-5282