RIA Intelligence

ADAMS HARKNESS ASSET MANAGEMENT, INC.

CRD #133103 SEC #801-11109 BOSTON, MA 617-371-3900
SEC Registered
Total AUM
$203.1M
Discretionary
$203.1M
Employees
10
Clients
0
Accounts
5

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 16, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ANDERSON, J, ERICICHIEF COMPLIANCE OFFICERNA Control
ANDERSON, J, ERICICHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCENA Control
ANDERSON, J, ERICICHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCENA Control
ANDERSON, J, ERICICHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCENA Control
DUNN, KEVIN, JOSEPHICEO, PRESIDENT, DIRECTORNA Control
DUNN, KEVIN, JOSEPHICEO, PRESIDENT, DIRECTORNA Control
DUNN, KEVIN, JOSEPHICEO, PRESIDENT, DIRECTORNA Control
DUNN, KEVIN, JOSEPHICEO, PRESIDENT, DIRECTORNA Control
THORS, ELIZABETH, CLUETTICHIEF OPERATING OFFICERNA Control
VILES, ANDREW, FOSTERIGENERAL COUNSEL & DIRECTORNA Control
VILES, ANDREW, FOSTERIGENERAL COUNSEL & DIRECTORNA Control
VILES, ANDREW, FOSTERIGENERAL COUNSEL & DIRECTORNA Control
VILES, ANDREW, FOSTERIGENERAL COUNSELNA Control
ZAK, STEPHEN, PETERICHIEF FINANCIAL OFFICER, TREASURER AND DIRECTORNA Control
ADAMS HARKNESS FINANCIAL GROUP, INC.DEOWNERE Control
ADAMS HARKNESS FINANCIAL GROUP, INC.DEOWNERE Control
ADAMS HARKNESS FINANCIAL GROUP, INC.DEOWNERE Control
ADAMS, JOHN, WESTONICHAIRMAN, DIRECTORB Control
WELLS, HARRY, ELWOODIOWNERB
FRANKEL, STEVEN, BRUCEIOWNERA
STEBBINS, THEODORE, LEONIOWNERA

Registrations

Federal

IA
Sep 16, 2005 REGISTERED

Notice Filings (8)

CT FL MA ME NH RI TX VT

Address

99 HIGH ST.
12TH FLOOR
BOSTON, MA 2110
USA
Phone: 617-371-3900