OFI ADVISORS, LLC

CRD #133229 SEC #801-63618 NEW YORK, NY 212-323-0200

SEC Registered

Total AUM

$3.7B

Discretionary

$3.7B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Pennsylvania
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 29, 2019
Branch Offices: 0
LEI: 549300E0JWMPWON0BO12

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
FEINBERG, KRISTIE, MARIE	I	TREASURER	NA	Control
FEINBERG, KRISTIE, MARIE	I	TREASURER	NA	Control
FEINBERG, KRISTIE, MARIE	I	TREASURER	NA	Control
FEINBERG, KRISTIE, MARIE	I	TREASURER	NA	Control
FEINBERG, KRISTIE, MARIE	I	TREASURER	NA	Control
FEINBERG, KRISTIE, MARIE	I	TREASURER	NA	Control
FEINBERG, KRISTIE, MARIE	I	TREASURER	NA	Control
FEINBERG, KRISTIE, MARIE	I	TREASURER	NA	Control
FEINBERG, KRISTIE, MARIE	I	TREASURER	NA	Control
FRENCH, SHARON	I	EXECUTIVE VICE PRESIDENT	NA	Control
FRENCH, SHARON	I	EXECUTIVE VICE PRESIDENT	NA	Control
FRENCH, SHARON	I	EXECUTIVE VICE PRESIDENT	NA	Control
FRENCH, SHARON	I	EXECUTIVE VICE PRESIDENT	NA	Control
FRENCH, SHARON	I	EXECUTIVE VICE PRESIDENT	NA	Control
FRENCH, SHARON	I	EXECUTIVE VICE PRESIDENT	NA	Control
GABINET, ARTHUR, SANFORD	I	CHIEF LEGAL OFFICER	NA	Control
GOMPERS, MICHAEL, JOSEPH	I	CHIEF OPERATING OFFICER	NA	Control
GOMPERS, MICHAEL, JOSEPH	I	CHIEF OPERATING OFFICER	NA	Control
GOMPERS, MICHAEL, JOSEPH	I	CHIEF OPERATING OFFICER	NA	Control
GOMPERS, MICHAEL, JOSEPH	I	CHIEF OPERATING OFFICER	NA	Control
GOMPERS, MICHAEL, JOSEPH	I	CHIEF OPERATING OFFICER	NA	Control
GOMPERS, MICHAEL, JOSEPH	I	CHIEF OPERATING OFFICER	NA	Control
GOMPERS, MICHAEL, JOSEPH	I	CHIEF OPERATING OFFICER	NA	Control
GOMPERS, MICHAEL, JOSEPH	I	CHIEF OPERATING OFFICER	NA	Control
LO BESSETTE, CYNTHIA	I	CHIEF FINANCIAL OFFICER	NA	Control
LO BESSETTE, CYNTHIA	I	CHIEF LEGAL OFFICER	NA	Control
LO BESSETTE, CYNTHIA	I	CHIEF LEGAL OFFICER	NA	Control
LO BESSETTE, CYNTHIA	I	CHIEF LEGAL OFFICER	NA	Control
LO BESSETTE, CYNTHIA	I	CHIEF LEGAL OFFICER	NA	Control
LO BESSETTE, CYNTHIA	I	CHIEF LEGAL OFFICER	NA	Control
LO BESSETTE, CYNTHIA	I	CHIEF LEGAL OFFICER	NA	Control
LO BESSETTE, CYNTHIA	I	CHIEF LEGAL OFFICER	NA	Control
MICCIULLA, LOUIS, CARMEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PFEFFER, DAVID, MATTHEW	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
PFEFFER, DAVID, MATTHEW	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
PFEFFER, DAVID, MATTHEW	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
PFEFFER, DAVID, MATTHEW	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
PFEFFER, DAVID, MATTHEW	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
PFEFFER, DAVID, MATTHEW	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
PFEFFER, DAVID, MATTHEW	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
PFEFFER, DAVID, MATTHEW	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
PFEFFER, DAVID, MATTHEW	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
PICCIOTTO, MARY, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PICCIOTTO, MARY, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PICCIOTTO, MARY, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PICCIOTTO, MARY, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PICCIOTTO, MARY, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PICCIOTTO, MARY, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PICCIOTTO, MARY, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PICCIOTTO, MARY, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PICCIOTTO, MARY, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
STEINMETZ, ARTHUR, PHILIP	I	PRESIDENT AND DIRECTOR	NA	Control
STEINMETZ, ARTHUR, PHILIP	I	PRESIDENT AND DIRECTOR	NA	Control
STEINMETZ, ARTHUR, PHILIP	I	PRESIDENT AND DIRECTOR	NA	Control
STEINMETZ, ARTHUR, PHILIP	I	PRESIDENT AND DIRECTOR	NA	Control
STEINMETZ, ARTHUR, PHILIP	I	PRESIDENT AND DIRECTOR	NA	Control
STEINMETZ, ARTHUR, PHILIP	I	PRESIDENT AND DIRECTOR	NA	Control
STEINMETZ, ARTHUR, PHILIP	I	PRESIDENT AND DIRECTOR	NA	Control
STEINMETZ, ARTHUR, PHILIP	I	PRESIDENT AND DIRECTOR	NA	Control
STEINMETZ, ARTHUR, PHILIP	I	PRESIDENT AND DIRECTOR	NA	Control
LOWRY, VINCENT, THOMAS	I	CHAIRMAN, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
LOWRY, VINCENT, THOMAS	I	CHAIRMAN, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
LOWRY, VINCENT, THOMAS	I	CHAIRMAN AND MANAGING MEMBER	E	Control
LOWRY, VINCENT, THOMAS	I	CHAIRMAN, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
LOWRY, VINCENT, THOMAS	I	CHAIRMAN, MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
LOWRY, VINCENT, THOMAS	I	CHAIRMAN, MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
LOWRY, VINCENT, THOMAS	I	CHAIRMAN, MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
OPPENHEIMERFUNDS, INC.	DE	DIRECT OWNER	E	Control
OPPENHEIMERFUNDS, INC.	DE	DIRECT OWNER	E	Control
OPPENHEIMERFUNDS, INC.	DE	DIRECT OWNER	E	Control
OPPENHEIMERFUNDS, INC.	DE	DIRECT OWNER	E	Control
OPPENHEIMERFUNDS, INC.	DE	DIRECT OWNER	E	Control
OPPENHEIMERFUNDS, INC.	DE	DIRECT OWNER	E	Control
OPPENHEIMERFUNDS, INC.	DE	DIRECT OWNER	E	Control
OPPENHEIMERFUNDS, INC.	DE	DIRECT OWNER	E	Control
OPPENHEIMERFUNDS, INC.	DE	DIRECT OWNER	E	Control
LOWRY, VINCENT, THOMAS	I	CHAIRMAN, MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	D	Control
LOWRY, VINCENT, THOMAS	I	CHAIRMAN, MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	D	Control
GOMPERS, JOSEPH, NICHOLL	I	MEMBER	B
GOMPERS, JOSEPH, NICHOLL	I	MEMBER	B
GOMPERS, JOSEPH, NICHOLL	I	MEMBER	B
GOMPERS, JOSEPH, NICHOLL	I	MEMBER	B
GOMPERS, JOSEPH, NICHOLL	I	MEMBER	B
GOMPERS, JOSEPH, NICHOLL	I	MEMBER	B
SUZHOU INDUSTRIAL PARK KAIDA VENTURE CAPITAL CO., LTD	FE	MEMBER	B
SUZHOU INDUSTRIAL PARK KAIDA VENTURE CAPITAL CO., LTD	FE	MEMBER	B
SUZHOU INDUSTRIAL PARK KAIDA VENTURE CAPITAL CO., LTD	FE	MEMBER	B

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING, LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING, LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING, LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING, LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING, LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING, LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING, LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING, LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING, LLC	E	Control
MASSMUTUAL HOLDING LLC	DE	MM ASSET MANAGEMENT HOLDING LLC	E	Control
MASSMUTUAL HOLDING LLC	DE	MM ASSET MANAGEMENT HOLDING LLC	E	Control
MASSMUTUAL HOLDING LLC	DE	MM ASSET MANAGEMENT HOLDING LLC	E	Control
MASSMUTUAL HOLDING LLC	DE	MM ASSET MANAGEMENT HOLDING LLC	E	Control
MASSMUTUAL HOLDING LLC	DE	MM ASSET MANAGEMENT HOLDING LLC	E	Control
MASSMUTUAL HOLDING LLC	DE	MM ASSET MANAGEMENT HOLDING LLC	E	Control
MASSMUTUAL HOLDING LLC	DE	MM ASSET MANAGEMENT HOLDING LLC	E	Control
MASSMUTUAL HOLDING LLC	DE	MM ASSET MANAGEMENT HOLDING LLC	E	Control
MASSMUTUAL HOLDING LLC	DE	MM ASSET MANAGEMENT HOLDING LLC	E	Control
MM ASSET MANAGEMENT HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MM ASSET MANAGEMENT HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MM ASSET MANAGEMENT HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MM ASSET MANAGEMENT HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MM ASSET MANAGEMENT HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MM ASSET MANAGEMENT HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MM ASSET MANAGEMENT HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MM ASSET MANAGEMENT HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MM ASSET MANAGEMENT HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
OPPENHEIMER ACQUISITION CORPORATION	DE	OPPENHEIMERFUNDS, INC.	E	Control
OPPENHEIMER ACQUISITION CORPORATION	DE	OPPENHEIMERFUNDS, INC.	E	Control
OPPENHEIMER ACQUISITION CORPORATION	DE	OPPENHEIMERFUNDS, INC.	E	Control
OPPENHEIMER ACQUISITION CORPORATION	DE	OPPENHEIMERFUNDS, INC.	E	Control
OPPENHEIMER ACQUISITION CORPORATION	DE	OPPENHEIMERFUNDS, INC.	E	Control
OPPENHEIMER ACQUISITION CORPORATION	DE	OPPENHEIMERFUNDS, INC.	E	Control
OPPENHEIMER ACQUISITION CORPORATION	DE	OPPENHEIMERFUNDS, INC.	E	Control
OPPENHEIMER ACQUISITION CORPORATION	DE	OPPENHEIMERFUNDS, INC.	E	Control
OPPENHEIMER ACQUISITION CORPORATION	DE	OPPENHEIMERFUNDS, INC.	E	Control

Registrations

Federal

Mar 29, 2019 REGISTERED

Address

225 LIBERTY STREET
NEW YORK, NY 10281
United States

Phone: 212-323-0200