OPPENHEIMER INVESTMENT MANAGEMENT LLC
CRD #133243 SEC #801-63615 NEW YORK, NY 212-667-4156
SEC Registered
Total AUM
$915.6M
Discretionary
$915.6M
Employees
8
Clients
0
Accounts
65
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 16, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AGOSTA, SALVATORE, FRANK | I | ACTING CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLAU, JOHN, A | I | PRESIDENT | NA | Control |
| BLAU, JOHN, A | I | PRESIDENT | NA | Control |
| BLAU, JOHN, A | I | PRESIDENT | NA | Control |
| BLAU, JOHN, A | I | PRESIDENT | NA | Control |
| BLAU, JOHN, A | I | PRESIDENT | NA | Control |
| BLAU, JOHN, A | I | PRESIDENT | NA | Control |
| CADARET, PETER, MICHAEL | I | PRESIDENT | NA | Control |
| CADARET, PETER, MICHAEL | I | PRESIDENT | NA | Control |
| CADARET, PETER, MICHAEL | I | PRESIDENT | NA | Control |
| CADARET, PETER, MICHAEL | I | PRESIDENT | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| DUFFY, KEVIN, THOMAS | I | INTERIM CCO | NA | |
| HOLEMAN, ALLEN, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| INCAO, TERESA, CAROL | I | INTERIM COMPLIANCE OFFICER | NA | Control |
| INCAO, TERESA, CAROL | I | INTERIM COMPLIANCE OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KURTZ, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | EXECUTIVE CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | EXECUTIVE CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | EXECUTIVE CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | EXECUTIVE CHAIRMAN | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | EXECUTIVE CHAIRMAN | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | DIRECTOR OF OPERATIONS | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | MANAGING DIRECTOR | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | MANAGING DIRECTOR | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | MANAGING DIRECTOR | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | MANAGING DIRECTOR | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | CHIEF LEGAL OFFICER | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | CHIEF LEGAL OFFICER | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | CHIEF LEGAL OFFICER | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| Milina, Svetlana | I | CHIEF LEGAL OFFICER | NA | Control |
| ROBERTS, ELAINE, KELLS | I | CFO | NA | Control |
| ROBERTS, ELAINE, KELLS | I | CFO | NA | Control |
| ROBERTS, ELAINE, KELLS | I | CFO | NA | Control |
| ROBERTS, ELAINE, KELLS | I | CFO | NA | Control |
| ROBERTS, ELAINE, KELLS | I | CFO | NA | Control |
| ROBERTS, ELAINE, KELLS | I | CFO | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| Valentino, Dominic, Thomas | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| Watkins, Brad, Michael | I | SENIOR VP, CHIEF FINANCIAL OFFICER | NA | |
| Watkins, Brad, Michael | I | DIRECTOR | NA | |
| Watkins, Brad, Michael | I | SENIOR VP, CHIEF FINANCIAL OFFICER | NA | |
| Watkins, Brad, Michael | I | SENIOR VP, CHIEF FINANCIAL OFFICER | NA | |
| Watkins, Brad, Michael | I | SENIOR VP, CHIEF FINANCIAL OFFICER | NA | |
| Watkins, Brad, Michael | I | SENIOR VP, CHIEF FINANCIAL OFFICER | NA | |
| Watkins, Brad, Michael | I | SENIOR VP, CHIEF FINANCIAL OFFICER | NA | |
| Watkins, Brad, Michael | I | SENIOR VP, CHIEF FINANCIAL OFFICER | NA | |
| Watkins, Brad, Michael | I | SENIOR VP, CHIEF FINANCIAL OFFICER | NA | |
| Watkins, Brad, Michael | I | SENIOR VP, CHIEF FINANCIAL OFFICER | NA | |
| Watkins, Brad, Michael | I | SENIOR VP, CHIEF FINANCIAL OFFICER | NA | |
| Watkins, Brad, Michael | I | SENIOR VP, CHIEF FINANCIAL OFFICER | NA | |
| Watkins, Brad, Michael | I | SENIOR VP, CHIEF FINANCIAL OFFICER | NA | |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | |
| OPPENHEIMER HOLDINGS INC. | FE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | FE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | FE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | FE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | FE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | FE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
Registrations
Federal
IA
Oct 16, 2025 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
85 BROAD STNEW YORK, NY 10004
United States
Phone: 212-667-4156